- Marex (New York, NY)
- …SEC, FINRA, MSRB, and other regulatory rules and regulations. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices. In addition, this individual will be… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Champions a ... statements / MIS, creating an enhanced funding model and supervising operational improvement / process change and efficiency initiatives. **What You'll Do**… more
- Hillside Family of Agencies (Rochester, NY)
- …The role ensures that all contractual agreements align with legal, financial, and operational standards, while minimizing risk to the organization. This role ... the receipt and assessment of proposed service contracts, conducting high-level risk and impact analyses, ensure compliance and initiate internal review process.… more
- Citigroup (New York, NY)
- …and Client Tax Operations, ensuring alignment with the global compliance and risk management framework. Lead initiatives to enhance the efficiency, accuracy, and ... opportunities to streamline processes, enhance data accuracy, and improve operational efficiency across regulatory reporting and client tax operations. Leverage… more
- Santander US (Queens, NY)
- …and promotion of investment products and services. * Maintain records, master operational procedures, and provide sales and activity reports per management's request ... the essential functions. Bachelor's Degree or equivalent work experience: Finance , Economics, Management Information Systems, Statistics or equivalent field -… more
- Santander US (New York, NY)
- …to measurable gains in data quality and processing time. * Assess finance organizational structure and functions, recommends opportunities to optimize and improve ... the finance functionality within the organization. * Consults on complex...* Ensures consistency between the capital management framework, the risk appetite, tolerance, and strategic planning processes. * With… more
- HSBC (New York, NY)
- …an interface between front office and infrastructure teams (eg, Operations, Technology, Compliance, Legal, Risk , HR, Finance ) and serve as a point of contact for ... of BAU with uncompromising focus on results while maintaining a safe and sound risk and control framework. You will report to The Head of Business Management and… more
- Santander US (New York, NY)
- …cross sell opportunities with clients. * Adheres to compliance procedures and internal/ operational risk controls in accordance with any and all applicable ... to perform the essential functions. Bachelor's Degree or equivalent work experience: Finance , Business or equivalent field. - Required. 1+ Years Related experience… more
- Santander US (New York, NY)
- …timely execution to meet client expectations. + Adheres to compliance procedures and internal/ operational risk controls in accordance with any and all applicable ... + Bachelor's Degree, or equivalent degree and/or equivalent work experience, in Finance , Business, or a related field. + Master's degree or MBA (Preferred).… more
- Santander US (New York, NY)
- …* Ability to interact with clients. * Ability to assess and mitigate reputational, operational and credit risk . * Experience with sell-side and buy-side merger ... disabilities to perform the essential functions. Bachelor's degree or equivalent: in Finance , Business or equivalent degree - Required. Master's Degree/ MBA MBA -… more