- Santander US (New York, NY)
- …mentoring/training associates and analysts + Adhere to compliance procedures and internal/ operational risk controls in accordance with all applicable regulatory ... functions **Education and Work Experience** : + Bachelor's (or equivalent) degree in Finance , Accounting, Business, or a related field + 5+ years of front office… more
- Santander US (Staten Island, NY)
- …promotion of investment products and services. + Maintains records, master operational procedures, and provide sales and activity reports per management's request ... functions. + Bachelor's Degree or equivalent work experience in Finance , Economics, Management Information Systems, Statistics or equivalent field (Required)… more
- Intuit (New York, NY)
- …and investor expectations. + Partner with cross-functional teams (including Credit Risk , Legal, Servicing, Platform, Finance , and Treasury) to implement ... 10+ years experience in lending capital markets, preferably from a bank, specialty finance lender or an asset management firm. + Experience with asset backed credit… more
- Raymond James Financial, Inc. (New York, NY)
- …senior business leaders, providing compliance guidance to support decision-making and operational risk management. + Maintain expertise in securities ... Trading, Affordable Housing Investments, Fixed Income Sales & Trading, and Public Finance Underwriting. + Manage and develop the Capital Markets Compliance team,… more
- Coinbase (Albany, NY)
- …mission, with a focus on delivering exceptional client servicing experiences while maintaining operational risk and control standards. * 4+ years of experience ... Operationalize new and existing policies, processes, and procedures, ensuring alignment with risk and control requirements. * Support product launches by driving … more
- ManpowerGroup (New York, NY)
- …permanent professional talent resourcing to complete project solutions in the areas of risk & compliance, tax, finance & accounting and business optimization. ... role, you will have the opportunity to participate in operational , compliance and financial internal audits, as well as...management responses + Assisting with preparing the annual audit risk assessment and pre-audit planning + Partnering with the… more
- Publicis Groupe (New York, NY)
- …for the health and quality of a large client program, focusing on operational and delivery efficiency, risk mitigation and resolution, and the management ... agency collaborators, including but not limited to Creative, Client Services, Finance , Strategy, RegOps, Media, and Site Development teams. Experience with managing… more
- JPMorgan Chase (New York, NY)
- …to support and enhance the organization to meet their strategic and operational goals and ensure efficient day-to-day operations. Your exceptional communication and ... abilities will foster productive relationships with stakeholders, ensuring alignment and effective risk management. In this pivotal role, you will contribute to the… more
- MUFG (New York, NY)
- …Solving:** + Work closely with internal stakeholders across various departments, including finance , risk , compliance, and operations, to address and resolve ... comprised of professionals with various backgrounds and expertise (eg, corporate finance , tax, accounting, etc.) to design and deliver bespoke value-added solutions… more
- M&T Bank (Buffalo, NY)
- …10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance/ operational /model risk controls and other standards, policies and procedures. ... as a lead to independently develop and maintain quantitative models used for credit risk , capital planning or underwriting. The lead may supervise the work of model… more