- Wells Fargo (Melville, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... of responsibilities or functional area + Review and identify basic operational assignments that require research, evaluation, and selection of alternatives while… more
- Rochester Housing Authority (Rochester, NY)
- …& Compliance Managing the day-to-day functions of a housing organization requires operational precision, risk management , and regulatory expertise. The ... Establish internal systems to monitor risk , ensure safety, and evaluate operational performance. Finance & Resource Development The Executive Director serves… more
- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk… more
- SMBC (New York, NY)
- …status. . Preparing periodic reports and account-level information for senior management , and proactively escalating credit, operational , or event-driven risks ... (eg,Word, Excel, PowerPoint). Work Experience: . Minimum 15 years of experience in leveraged finance or corporate finance portfolio management at a leading… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... across the group. The role is the interface between Finance and HR and the owner of accounting policies...risk events immediately + To provide input to risk management processes, as required. The Company… more
- BlackRock (New York, NY)
- …us to bring to bear BlackRock's extensive resources in risk management , product development, client service, and operational support. Role Responsibility As ... Collaborate with external fund administrators to improve controls, reduce operational risk , and increase accuracy. + Participate...a distributed team of 30+ individuals with strong people management skills. + Bachelor's degree in finance … more
- Heritage Financial Credit Union (Middletown, NY)
- …such as CIA, CPA, or CISA, and bring deep knowledge of internal controls, risk management , and regulatory requirements? Have you partnered with external agencies ... field. + Minimum of 3+ years of progressive experience in internal audit, risk management , or regulatory compliance, preferably within a financial institution or… more
- Warner Bros. Discovery (New York, NY)
- …sleeves to add value in trial and appellate matters while also overseeing operational processes, case management systems, and litigation team workflows. A ... both intellectual property and other complex commercial litigation, combined with operational leadership in litigation management , is strongly preferred. Your… more
- Wells Fargo (New York, NY)
- …provide functionality enhancement to the product development internally for the specialized risk management needs. Working closely with the production support ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...challenging nature + Lead team to ensure compliance and risk management requirements for supported area are… more
- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... provides a full range of investment banking, credit and risk management products and services relevant to...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more