- Bank of America (New York, NY)
- …technology teams all with an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required to interact with senior ... all activities. Decisions made will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to the Bank. On a tri-annual… more
- TD Bank (New York, NY)
- …This is a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as well as key ... timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets,… more
- HSBC (New York, NY)
- …Global Private Banking US performance, you will have accountability to and engagement with senior business partners across the organization, including the IWPB US ... the intended strategic outcomes + Operate the business in compliance with all regulatory , legal and HSBC standards + Report to Regulators, Board of Directors, senior… more
- SMBC (New York, NY)
- …underlying analyses and meeting materials for senior management committees and regulatory communications on liquidity position updates, liquidity metrics ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- Diageo (NY)
- …and aligned with business goals, and stays ahead of legislative and regulatory changes. The role provides tax support on M&A transactions, restructurings, and ... role will be responsible for our response to tax law developments, including active engagement with industry groups. The role will partner closely with Finance ,… more
- Broadridge Financial Solutions (New York, NY)
- …executives to articulate client requirements, contribute to proposals, build engagement strategies, and deliver executive presentations. + Regulatory ... cross-functionally with sales, operations, and product teams to strengthen client engagement , ensure delivery of impactful solutions, and support overall retention… more
- City of New York (New York, NY)
- Job Description ABOUT THE CAMPAIGN FINANCE BOARD The Campaign Finance Board is a nonpartisan, independent city agency that empowers New Yorkers to have a greater ... and run for office themselves. NYC Votes, our voter engagement initiative, meets people where they are to share...forms. - Stay informed about all employee-related legislative and regulatory changes, ensuring that updates to rules and regulations… more
- Capital One (New York, NY)
- …communities, and creating financial tools that enrich lives. Our teams include Communications , Community Impact and Investment, Community Finance , CRA Strategy ... and Program Management, the Government and Political Affairs Group, Regulatory Relations, and Strategy and Engagement . Through our teams, we have unparalleled… more
- Citigroup (New York, NY)
- …strategy and/or Data Risk and Control framework for senior leadership and regulatory updates** + **Liaise with metrics team to articulate clear requirements for ... with those who fail to maintain these standards.** + **Liaise regularly with regulatory bodies and internal audit teams to close/review key regulatory … more
- Rochester Regional Health (Rochester, NY)
- …on creating results for optimal patient care services and patient experience. + Finance and Regulatory : Collaborates with leadership to achieve or exceed ... for growth and operational efficiency of the system service lines. Manages communications up, down, and across service lines care environments. Builds relationships… more