- American Express (New York, NY)
- …a diverse team of high-performing professionals from the ground up, focused on ensuring risk and control management is embedded in the day-to-day operations of ... strategies * Serve as an escalation point for all Risk and Control issues across financial crimes...with varying backgrounds **Preferred Qualifications** * Bachelor's Degree in Finance , Business, Risk Mgmt., or related field;… more
- American Express (New York, NY)
- …Community to operationalize and update risk universe components, including risk statements, control expectations, and testing approaches standards. + ... planning and execution of change initiatives related to updates in enterprise risk frameworks, taxonomies, and associated control libraries. + Oversee change… more
- American Express (New York, NY)
- …on new or changing business activities. We focus on developing financial control and risk governance processes, proactively identifying process efficiencies, and ... requirements, model governance standards, and third-party management protocols. + Conduct risk -based control reviews and accounting assessments, including SOX … more
- Citigroup (Queens, NY)
- …activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for business ... function quality control and transformation lead quality control post...address defined risks. The Rules Conformance team, part of Finance Quality Assurance Testing and Validation (QATV) team, assesses… more
- Aston Carter (New York, NY)
- …and expanding the internal audit function, prioritizing automation, efficiency, and risk alignment. This role involves leading the implementation of SOX 404 ... operational, and technology areas, and spearheading impactful audit and risk initiatives in collaboration with cross-functional teams. Responsibilities + Build… more
- Citigroup (Getzville, NY)
- …Sheet Management in Corporate Treasury and is part of Citigroup's broader Finance organization. FTP executes firm-wide transfer pricing processes in line with ... established policies, procedures, and control requirements. **Responsibilities:** + Contribute to the governance of...includes + Participate in managing liquidity and interest rate risk , the capital/legal entity structure and capital planning as… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... years of previous experience with AML transaction monitoring typologies and risk factors, including accountability for the scenarios and corresponding activities +… more
- Citigroup (New York, NY)
- …areas including: Legal, Business Management, Operations, Technology, Finance , other Control Functions, and In-Business Risk to address compliance issues ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- KeyBank (Buffalo, NY)
- … control updates, and governance expectations to stakeholders across business, risk , and finance functions. + Collaborate with Regulatory Policy, Report ... to regulatory reporting + Provide credible challenge on interpretations, compensating control , risk assessments, data quality observations, and other areas… more
- M&T Bank (New York, NY)
- …sciences, with proven coursework proficiency in statistics, econometrics, economics, computer science, finance or risk management + Minimum of 2 years' ... in the development and analysis of quantitative/econometric behavioral models used for credit risk , interest rate risk and liquidity risk management, as… more