- SMBC (New York, NY)
- …and Skills** * Minimum of 10 years of audit experience in the in Audit, Risk and/or Control function in financial institutions. * Strong knowledge of electronic ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- Bank of America (New York, NY)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... **Job Description:** This job is responsible for conducting auditing activities of model risk management across the company and for specific business units or … more
- Citigroup (New York, NY)
- … functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance to ensure appropriate governance and control infrastructure + Build a culture ... investors and responsible for assisting with a trading book and mitigating risk , in coordination with the Trading team. **Responsibilities:** + Proactively raise… more
- Citigroup (New York, NY)
- …partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate governance and control ... a senior level position responsible for overseeing a trading book and managing book risk , in coordination with the Trading team. The overall objective of this role… more
- Citigroup (Getzville, NY)
- …and regulator expectations with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful ... submission + Liaise closely with internal stakeholders, including Business, Legal, Compliance, Risk / Control , Operations & Technology, at all levels of seniority,… more
- American Express (New York, NY)
- …NPA risk assessment and driving strong governance around execution + Update BU Risk and Control Assessment based on new and/or revised products **Controls & ... controls and mitigation strategies + Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory exam… more
- Citigroup (Getzville, NY)
- …team, which is responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's Client Asset Protection rule (15c3-3), a Tier ... executives CEO, COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report). Internally, this role regularly… more
- Citigroup (New York, NY)
- …partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate governance and control ... of high profile institutional accounts + Build a culture of responsible finance , good governance and supervision, expense discipline and ethics + Appropriately… more
- Citigroup (New York, NY)
- …portfolios with mortgage, partner lending, and margin and securities backed finance products. Execute the end-to-end Comprehensive Capital Analysis and Review (CCAR) ... analysis of the Basel parameter and review it with CPB Business and Risk team. Provide Current Expected Credit Loss (CECL) calculations for Delinquency Managed… more