- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies ... position is a unique combination of science, medicine, and finance . It may be ideal for a person with...enterprise and/or regulatory requirements + Maintains a culture of risk management and control , supported by effective… more
- Fedcap (New York, NY)
- …accounting policies and procedures. In this role, you will conduct both internal control and risk assessment-based audits for multiple practice areas and groups, ... auditing procedures using data analytics + Participate in SOX 404 internal control evaluation and testing Financial, Operational and Information Systems audits Data… more
- Bausch + Lomb (Rochester, NY)
- …provides comprehensive general ledger (GL) and costing support, collaborating closely with the Finance Manager and Director of Finance to deliver critical ... with financial oversight. + Prepare monthly balance sheet reconciliations, focusing on high- risk areas such as inventory, freight accruals, and capital assets. +… more
- TD Bank (New York, NY)
- …sales and trading activity is in line with those policies + Demonstrates governance, control and risk management behaviors in alignment with TD policies and ... of hedging strategies to manage currency exposure and mitigate risk for the bank and its clients + Monitor...& Experience:** + Undergraduate degree in Business (Accounting or Finance ) or Mathematics/Economics. + Series 7 and 63 +… more
- Neuberger Berman (New York, NY)
- …that mitigate/minimize control risks. + Partner with Compliance and Operational Risk teams to measure, assess, and improve operational processes to reduce ... repeatable systematized, and digital processes that ensure consistency of outcome, control rigor, and quality client experience that both clients and internal… more
- New York Power Authority (Astoria, NY)
- …(SSM) supports NYPA'S and NYS Canals Corporation VISION2030 and beyond with safe, risk averse, cost effective and timely Contracts. Upholds NYPA Values, Ethics, and ... to site procurement of materials, services, and construction. Manages material control , inventory control , shipping/receiving and stores functions. Provides… more
- TD Bank (New York, NY)
- …+ Designs, plans, and executes the Audit Plan for TD Securities US and Global Finance + Leads the broader divisional mandate to strengthen the control culture ... key talent, fostering a positive and engaging work environment + Delivers a risk -based Audit Plan consistently throughout the year + Ensures audit work meets… more
- University of Rochester (Rochester, NY)
- …with the University's Office of Research and Project Administration (ORPA), Export Control Officer, Central Purchasing, Office of Counsel, and other relevant staff. ... related to government contracting, ethics, and overall compliance standards. + ** Risk Mitigation** : Identify, assess, and address compliance risks, providing… more
- Citizens (Tarrytown, NY)
- …account processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks + Demonstrated ability ... intimately focusing on each client's unique circumstances. The Investment Operations Sr. Manager will be responsible for effective and efficient oversight of several… more
- Neuberger Berman (New York, NY)
- …skills and an ability to demonstrate sound judgment to execute solutions. + Risk oriented mindset and control awareness to apply to current operating ... serve as a liaison between our Portfolio Managers, Trading, other support and control areas internally and broker dealers, custodian banks and external 3rd party… more