- TD Bank (New York, NY)
- …appropriate LRRs and Controls are mapped to the Business + Conduct compliance risk assessments to ensure effective business control framework + Analyze new ... knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & Corporate Cash Management\. Such advice will be tailored… more
- Citigroup (New York, NY)
- …and adoption by Programs such as End User Computer (EUC), Data, and Manager Control Assessment (MCA). **Key Responsibilities:** + Oversee the annual technology ... provides integrated solutions across payments, collections, liquidity management, trade finance , and investor/issuer services to multinational corporations, financial institutions,… more
- Capital One (New York, NY)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a ... teammate: + You are a critical thinker who seeks to understand the business and its control environment. + You believe insight and objectivity are core elements… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a ... including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more
- ManpowerGroup (New York, NY)
- …permanent professional talent resourcing to complete project solutions in the areas of risk & compliance, tax, finance & accounting and business optimization. ... the adequacy and effectiveness of controls and reviewing related internal control documentation + Assisting external auditors in performing and documenting… more
- ITT (NY)
- …and efficiency solutions and aftermarket services and parts. + **Connect and Control Technologies:** (Revenue of $0.8B; headcount of ~ 3,800; operates in 10 ... countries) manufactures harsh-environment connector solutions, critical energy absorption, flow control components, and composite materials for the aerospace and… more
- TD Bank (New York, NY)
- …compliance policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business control framework. + Provide ... and assists in implementing compliance initiatives to help manage regulatory risk . Ideal candidate would have previous compliance experience, preferably in an… more
- Bank of America (New York, NY)
- …to operations teams + Designing, mapping current state and building new operational, risk and control processes as required + Develop strong partnerships across ... be a high level of stakeholder exposure across Operations, Finance , Technology, and the business, in addition to building...status and progress and provide support to the project manager as a deputy + Understanding and evaluate the… more
- University of Rochester (Albany, NY)
- …Practice of Internal Auditing. **ESSENTIAL FUNCTIONS** + Conducts unit-level risk assessments and develops customized audit strategies for business units, ... projects and presents such plans to the Senior Audit Manager and Executive Director. + Makes certain that audit...internal controls and the efficiency and effectiveness with which control activities are being performed. Makes oral or written… more