- SMBC (New York, NY)
- …around product features and customer value proposition. Interface with legal, compliance, risk management and other internal control and operations leadership ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- American Express (New York, NY)
- …NPA risk assessment and driving strong governance around execution + Update BU Risk and Control Assessment based on new and/or revised products **Controls & ... controls and mitigation strategies + Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory exam… more
- Citigroup (Getzville, NY)
- …Finance traders), Markets Operations (NY/NJ), Financial Controllers (NY), Technology , Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, ... responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's Client Asset Protection...& CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report).… more
- Bank of America (New York, NY)
- …Prop, Estates, Trusts) * Experience in any of the following areas: Operations/ Finance / Risk /Compliance * Strong technical and data analytical skills (ie, Excel, ... of business (Consumer, GWIM, Private Bank) along with multiple technology teams all with an effort to keep the...impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank. On a tri-annual basis this… more
- Robert Half (New York, NY)
- …technical solutions that drive increased effectiveness and efficiencies in audit, risk , control , and compliance domains. This includes leveraging artificial ... or Master's degree in a relevant discipline ( eg, Accounting, Finance , Information Systems, Information Technology , Management Information Systems, Computer… more
- Robert Half Finance & Accounting (New York, NY)
- …trading and hedging strategies. * Proficiency in analyzing P& L reports and trading risk metrics. * Bachelor's degree in finance , economics, or a related field ... great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology , marketing and creative, legal, and… more
- American Express (New York, NY)
- …and auditability. This role is ideal for someone interested in financial regulation, risk technology , and the intersection of product management and data ... and define your own path. Find your place in risk and analytics on #TeamAmex. The Platforms and Capabilities...technology teams to define data sourcing, transformation, and control rules. + Support the development of standard reporting… more
- Amalgamated Bank (New York, NY)
- …operations and key industry risks. Stakeholder Engagement + Engage with business units, technology teams, and risk owners to understand and assess risks related ... execution, and reporting. This role combines advanced technical expertise with leadership and risk management skills to assess the integrity, risk , and controls… more
- SMBC (New York, NY)
- …and inform decision-making across workstreams. . Coordinate closely with product, technology , operations, and risk teams to ensure seamless implementation ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- M&T Bank (Buffalo, NY)
- …and + Maintain ongoing communication with the 1st and 2nd line Technology Risk Management/Oversight organizations to align assurance activities, share ... responsible for executing internal audit examinations over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management, and… more