- Scotiabank (New York, NY)
- …within regulatory framework; and utilizing experience with internal trading and technology systems, including peak/k2, risk monitor, ICARUS, AlgoX, Cerberus, ... Equity Derivative book, including sales, structuring, pricing, execution, funding, risk management, legal, compliance, client management/onboarding and all operational… more
- Bank of America (New York, NY)
- …CFA, CPA) preferred * Experience in any of the following areas: Operations/ Finance / Risk /Compliance * Strong knowledge of financial markets, banking industry, ... line with expectations on completeness, accuracy, and timeliness * Executes control practices, including compliance with all regulatory and policy requirements,… more
- KeyBank (Buffalo, NY)
- …partners. Commercial Credit Underwriter are responsible for assessing the degree of risk within a given business and recommending client credit solutions to maintain ... needed. **Essential Functions** + Evaluate loan requests to properly identify purpose, risk elements, and collateral adequacy. + Assess the liquidity, quality of… more
- M&T Bank (Buffalo, NY)
- …monitoring functions. + Help lead a team that partners proactively with the Technology and Operation teams and is intimately involved in Early Warning Indicators for ... pertinent credit issues. These assessments pertain to the ongoing risk to the Bank. + Support the reporting requests...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- Bloomberg (New York, NY)
- …completeness. * Stay current with emerging trends in AI, data analytics, and technology risk , bringing forward practical applications for audit. * Contribute to ... company. Internal Audit partners with teams and leadership to mature Bloomberg's control environment, focusing on risk -based and practical recommendations. This… more
- Capital One (New York, NY)
- …teams. Areas subject to audit may include Credit Card, Bank, Auto Lending, Finance / Accounting, Risk Management, Technology , Consumer Compliance and/or ... to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You adapt to change,… more
- JPMorgan Chase (New York, NY)
- …support and risk functions, including credit, market risk , operations, technology , legal, compliance, and finance . As the Executive Director in the ... within the Commercial & Investment Bank. This business unit offers risk management solutions, develops investor products, and facilitates market activities in… more
- M&T Bank (Buffalo, NY)
- …and Experience Preferred:** + Bachelor's degree in Accounting, Business, Finance , Technology , Cybersecurity, Mathematics, Statistics, or related technical ... Wealth, & HR domains. Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit… more
- Citigroup (New York, NY)
- …+ Work closely with control functions (Legal, Compliance, Market & Credit Risk , Audit, Finance ) to ensure data-driven content and insights adhere to all ... Content Product & Analytics + Coordinate daily with Citi Technology , product business teams, Compliance, and the broader Velocity...based on empirical data and user behavior analysis. III. Risk & Control + Obtain and maintain… more
- Citigroup (Getzville, NY)
- …of how the team interacts with Trading Desk, Sales Desk, Operations and Technology support teams in accomplishing the objectives of the Middle Office. Develops ... stakeholders including Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; alongside having significant interaction with our external client… more