- Grant Thornton (San Francisco, CA)
- …information systems controls assessments and testing to support regulatory , compliance , operation and other strategic engagements. Risk Associates will gain ... controls environment via Internal Audit, SOX Readiness / Compliance , and IT compliance or readiness projects. Risk Associates are exposed to various projects… more
- MUFG (Los Angeles, CA)
- …required credit application according to policy, including evaluation of corporate, regulatory and industry risk , historical operating performance, projected ... with regard to exposure on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Requirements:** + A Bachelor degree,… more
- Amazon (San Diego, CA)
- …so, we are looking for a talented Sr. Risk Manager to join our Regulatory Intelligence, Safety and Compliance (RISC) team. In this role, you will support the ... teams in a fast-paced environment - 6+ years of compliance , audit or risk management experience -...consulting firms or equivalent - Experience working on legal, regulatory , or compliance related initiatives - Knowledge… more
- City National Bank (Los Angeles, CA)
- …and industry regulations. Ensures excellent client service, operational integrity and regulatory compliance . Provides support to Relationship Managers in ... the Commercial, Specialty or Corporate Banking Division Services units. Oversees the risk associated with the operational aspects of client relationships and their… more
- Navient (San Francisco, CA)
- …and fraud risk models to ensure methodological soundness, transparency, and regulatory compliance . + Partner cross-functionally with Finance , Capital ... and let's build something great together! **The Senior Quantitative Risk Analyst position will report to Senior Risk...loans, personal loans, or credit cards. + Familiarity with regulatory compliance in the lending industry. +… more
- Citizens (San Francisco, CA)
- …those years in leadership of process/policy design and development/execution of consumer lending risk strategy + Bachelors degree in Finance or related field ... areas is preferred: private bank industry insight, critical thinking, leadership, compliance management, credit portfolio management, risk management framework,… more
- Robert Half Legal (San Diego, CA)
- …as day-to-day legal advisor to the broker-dealer and investment advisory platforms, focusing on regulatory compliance and risk mitigation. + Respond to and ... focused on regulatory oversight and governance. + Interface regularly with Compliance and Risk departments to ensure enterprise-wide adherence to securities… more
- City National Bank (Los Angeles, CA)
- …contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned ... *AUDITOR II- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The auditor...Compliance with various laws, rules, regulation, and other regulatory pronouncements. What you will do * Completes time… more
- SolomonEdwards (Sacramento, CA)
- …and associated controls. . Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal stakeholders to report ... through audit cycles, ensuring thorough documentation and issue resolution. . Monitor regulatory trends and integrate into risk management audits. . Develop… more
- Grant Thornton (Newport Beach, CA)
- …of key healthcare regulations and initiatives, and the ability to evaluate organizational compliance with regulatory bodies such as the Office of Inspector ... As a Process Risk Manager, you will have the opportunity to...profit improvement, cost reduction, fraud prevention, internal control, and compliance . + Perform engagement management responsibilities, including project scheduling,… more