- City National Bank (Los Angeles, CA)
- …controls for Capital Markets' offerings. * Participate in execution of essential risk program functions, including Compliance Risk Assessments, Key ... Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and...to financial services * Minimum 5 years of auditing, risk , control or finance consulting experience *… more
- Wells Fargo (Los Angeles, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Coinbase (Sacramento, CA)
- …in Internal Audit, External Audit, ICFR/SOX Compliance , SOC Reporting, IT Audit, Finance , Risk Management, or related fields, with a significant portion in a ... Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal… more
- Robert Half Technology (Tustin, CA)
- … risk management. + Expertise in IT general controls, cybersecurity frameworks, and regulatory compliance . + Proven ability to manage audits and compliance ... Half Technology is seeking an experienced IT Audit and Compliance Manager to lead our IT audit, risk...audit findings. Compliance & Governance + Maintain compliance with key regulatory frameworks, including SOX,… more
- Vera Therapeutics (Brisbane, CA)
- …supply chain with a strong focus on vendor selection and performance management, regulatory compliance , risk mitigation, contract oversight & management and ... vendor management, supply chain and manufacturing operations. * Deep expertise in regulatory compliance , clinical supply chain planning, and cold chain… more
- Synchrony (Costa Mesa, CA)
- …amounts of data. + **3+ years' experience with the application of US regulatory requirements for Model Risk Management in a financial institution.** **Desired ... accountable for the quality of validation results and the compliance of validation and governance processes, drives communications and...Characteristics:** + Strong knowledge of US regulatory requirements for Model Risk Management with… more
- AAA Northern California, Nevada & Utah (Walnut Creek, CA)
- …compliance risk assessments and implement mitigation strategies + Manage regulatory filings, renewals, and compliance reporting + Deliver insights and ... regulatory changes (especially insurance codes) to adapt risk management strategies and maintain compliance . +...Minimum Qualifications + Bachelor's degree in Business, Insurance Management, Risk Management, Finance , or a related field… more
- General Atomics (Poway, CA)
- …preparing for government reviews. + Must have the ability to research and interpret regulatory compliance matters, including FAR and DFARS. + An MBA in ... updates to the company's processes and procedures, proactively identifying areas of risk or potential compliance issues, and recommending strategies or solutions… more
- Wells Fargo (San Francisco, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Girl Scouts San Diego (San Diego, CA)
- …CFAO is responsible for leading the council's financial strategy and oversees finance , information technology, risk management and legal, properties, and human ... of the organization, including Executive Committee, Board Development Committee, Finance Committee, Investment Committee, Audit Committee, Philanthropy Committee, and… more