- Citigroup (New York, NY)
- **About the Team:** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement ... progress, while defining and implementing best practices. **About the Role:** The Finance Regulatory Engagement Communications and Reporting Director leads the… more
- Citigroup (Getzville, NY)
- …required by the MCA Standard including the assessment and appropriate approval of risk associated with Finance Regulatory Engagement; manage team's business ... **About the Team** The Finance Regulatory Engagement & Oversight team...continuity plan, record retention strategy and related risk and controls activities. + Support Regulatory … more
- Santander US (New York, NY)
- Fund Finance / Markets / Financial Sponsors Credit Risk 2nd Line of Defense - Corporate & Investment Banking Country: United States of America **Your Journey ... Ensures adherence to the policies and procedures for Fund Finance credit risk . + Represents 2LOD in...+ Oversees and ensures consistent quality control, accuracy, and compliance with internal policies and regulatory requirements… more
- S&P Global (New York, NY)
- …activities. + Subject matter expertise of key SOPs of S&P Global Ratings. + Support risk and regulatory projects across S&P Global Ratings, as needed. + Provide ... in the development and resolution of Management Action Plans (MAPs) that address regulatory , compliance and internal audit findings. + Support and deliver… more
- Truist (New York, NY)
- …business and regulatory change). 6. Provide oversight and support for open risk , audit, and regulatory issues. Evaluate the root cause, the corrective action ... assigned business unit's leadership regarding activities, trends, and events pertaining to risk , regulatory , audit and loan review activities. Promote various … more
- MUFG (New York, NY)
- …matured/maturing loans/credit lines and coordinate appropriate renewal. + Ensure compliance with external regulatory /internal policy and procedural requirements. ... team will provide more details. We are seeking multiple project finance professional(s) with portfolio management experience to conduct credit analysis of… more
- Citigroup (New York, NY)
- …to grow junior talent. + Ensure full compliance with In-Business Risk Procedures manual and other Prime Finance policies. **Knowledge/Experience:** + Front ... **Job Purpose:** + Individual will report to the Global Head of Prime Finance In-Business Risk (IBR), responsible for counterparty and platform risk … more
- TD Bank (New York, NY)
- … & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel ... Risk Specialist will be part of the Operational Risk Management Team covering Treasury and Finance ._**...May be responsible for providing support for other major risk areas (eg Market, Credit, Reputational and/or Regulatory… more
- American Express (New York, NY)
- …for regulatory reporting processes. + Conformance testing to ensure compliance with the reporting guidelines issued by regulators to support regulatory ... and reference data used across operational and reporting processes + Ensure compliance with Quality Assurance governed frameworks eg, Regulatory Reporting… more
- Citigroup (New York, NY)
- …role that requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk , Internal Audit or Compliance background a ... received through these points of regulatory contact. **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk organization… more