• Financial Institutions Group Associate - Specialty…

    M&T Bank (New York, NY)
    …rating agencies, and attorneys. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... within M&T's Financial Institutions Group with particular focus on Structured Finance . **Primary Responsibilities:** + Act as primary day-to-day contact for… more
    M&T Bank (08/30/25)
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  • Director, Research Finance & Analysis

    Weill Cornell Medical College (New York, NY)
    …management experience, preferably with NIH/Federal grants. + Knowledge of research regulatory guidelines and compliance , specifically with Uniform Guidance and ... Title: Director, Research Finance & Analysis Location: Midtown Org Unit: Budget...planning executives and teams to assess and manage financial risk and opportunities associated with infrastructure projects with budgets… more
    Weill Cornell Medical College (07/26/25)
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  • Market Risk Governance Associate

    SMBC (New York, NY)
    …the US. The Associate will collaborate with teams in the Front Office, Finance , Accounting, Compliance , Legal, and Audit, while leveraging resources within the ... and securities products. **Role Objectives: Delivery** 1. Maintain entity level Risk Governance in compliance with CFTC/NFA and SEC/FINRA regulations… more
    SMBC (08/08/25)
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  • Market Risk Associate

    SMBC (New York, NY)
    …risk -related role. Good foundational understanding of derivatives and knowledge of risk management framework (eg Regulatory Capital, VaR and stress-testing ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...Inc. is seeking a highly skilled Associate for Market Risk to join our esteemed Market Risk … more
    SMBC (08/08/25)
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  • Audit Manager, Corporate and Institutional Banking…

    HSBC (New York, NY)
    …lending, specialized lending, global trade finance and global payment solutions, Credit Risk , Regulatory Compliance , Internal Audit etc) + Minimum of a ... are in place, including processes for management of operational risk , in accordance with Company and regulatory ...Participate in the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance… more
    HSBC (09/03/25)
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  • Short Term Assignment - VP, Regulatory…

    TD Bank (New York, NY)
    …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit) to assess risks, develop and ... automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams....manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front… more
    TD Bank (08/09/25)
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  • Investments and Insurance Risk Assessment…

    Citigroup (Queens, NY)
    …impact. + Drive robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment and ... cross functional leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and reputational risks, also… more
    Citigroup (06/19/25)
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  • Audit Senior Manager - Credit & Fraud Risk

    American Express (New York, NY)
    … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... multiple business areas including integrated audits that consider financial, operational, compliance and technology risk . + Effectively coach, teach, mentor… more
    American Express (09/06/25)
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  • Senior Manager - Control Management - Product…

    American Express (New York, NY)
    …in partnership with Risk Stripes, including but not limited to, Compliance , General Counsel, Information Security, Finance , Fraud, and Third-Party Risk ... within BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience... scenarios effectively **Preferred Qualifications:** + Bachelor's Degree in Finance , Business, Risk Mgmt., or related field;… more
    American Express (08/31/25)
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  • Finance Global Reporting & Analytics (GRA)…

    Citigroup (New York, NY)
    …action plans, promoting continuous improvement and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + ... : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related functions in the financial services industry.… more
    Citigroup (08/29/25)
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