- WMCHealth (Poughkeepsie, NY)
- …of Westchester Medical Center Health Network Compliance Program by monitoring compliance with internal and external regulatory standards for Mid Hudson and ... in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk...minimum of 3 to 5 years of experience in compliance or regulatory management in a large… more
- M&T Bank (Buffalo, NY)
- …and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... Wealth Advisory, Institutional Client Services, or support functions such as Treasury, Finance , Compliance , Technology, Operations, Risk Management, or… more
- PVH Corp. (New York, NY)
- …over tax processes. + Expertise in addressing external auditor inquiries, compliance with regulatory requirements, and ensuring audit readiness/transparency. + ... the Role:** The Vice President of Global Tax Reporting, Compliance and Controversy will partner with the Senior Vice...all areas of tax planning, transfer pricing, M&A, and finance transformation initiatives to drive strategic tax value across… more
- Zurich NA (New York, NY)
- …Canadian operations. You'll work closely with business leaders to identify and manage compliance risks, ensure regulatory obligations are met, and help foster a ... requirements. + You will advise the business on regulatory obligations, customer conduct risks, and compliance ...+ You will bring 5-8 years of experience in compliance , legal, or risk roles within insurance… more
- Aflac (New York, NY)
- …with investment advisory staff along with internal departments such as Operations, Risk , Legal, Information Technology, Finance , Human Resources, and Data ... and business initiatives. + Work to manage and limit regulatory and reputational risk of Aflac and...daily review and monitoring of pre-trade and batch portfolio compliance alerts with respect to regulatory and… more
- American Express (New York, NY)
- …Global Sanctions Team as needed **Minimum Qualifications** + Bachelor's degree in business, Finance , Risk Management, Data Analytics, or a related field. + ... CGSS preferred. + 3 years of experience in sanctions compliance , financial crime compliance , or risk...+ Prior experience in sanctions, PEP, or financial crimes compliance + Familiarity with international regulatory environments… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities** + Manage the day to day operations ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...+ Strong knowledge of SEC, FINRA and other relevant regulatory requirements. + Strong Knowledge of operations, finance… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo...to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas… more
- New York State Civil Service (Albany, NY)
- …governance, compliance , and internal audit controls; BSA/AML program; operational, regulatory and legal risks and controls; risk management program; ... or practices.* Reviewing financial institution programs, policies, and procedures for compliance with legal and regulatory requirements.* Evaluating financial… more
- Fedcap (New York, NY)
- Position Summary The Internal Audit and Compliance Controller - will take ownership of Internal and External Audits; Create and manage the Agency's Tax compliance ... and be the primary contact and coordinator for Government and other Regulatory Agency audits; Coordinate and collaborate with the Accounting Manager to implement… more