- L3Harris (Rochester, NY)
- …procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk to the company. + Leadership and ... cyber domains in the interest of national security. Job Title: Lead, Legal Compliance (Ethics & Compliance Officer) Job Location: Multiple: Rochester, New York;… more
- Coinbase (Albany, NY)
- …teams are performing their work to the highest quality standards and in full compliance with our regulatory obligations. In this critical role, you'll take ... alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance Operations at Coinbase, you'll lead the charge in combating money laundering… more
- BlackRock (New York, NY)
- …to effectively manage compliance risk and help ensure compliance with regulatory requirements and applicable BlackRock policies and procedures relating ... for new product development and implementation of new regulations + Implement compliance programs/control frameworks relevant to regulatory risks and legal… more
- M&T Bank (Buffalo, NY)
- …to the achievement of Division priorities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... their assigned domain. Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit… more
- TD Bank (New York, NY)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical,… more
- TD Bank (New York, NY)
- …& Planning** + Support the compliance planning process, ensuring integration of regulatory , risk , and business priorities. + Partner with compliance ... a mission to build a more resilient and scalable compliance risk management function. As part of...direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code… more
- TD Bank (New York, NY)
- …overseeing global technology teams, managing critical systems, and ensuring alignment with finance and risk management priorities. The incumbent will drive the ... automation of finance workflows. . Partner with Finance , Risk , Operations, and Business stakeholders to...reconciliation engines, and controls for trading and valuation data. ** Finance and Regulatory Technology:** . Oversee platforms… more
- TD Bank (New York, NY)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Coinbase (Albany, NY)
- …in Internal Audit, External Audit, ICFR/SOX Compliance , SOC Reporting, IT Audit, Finance , Risk Management, or related fields, with a significant portion in a ... Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal… more