- JPMorgan Chase (Brooklyn, NY)
- …covers issues management, regulatory watch areas and areas of elevated residual risk . + Complete the quarterly Compliance and Operational Risk Summary ... evaluation of controls, and sustainable solutions to mitigate operational risk . As a Senior Associate within Finance ...to provide a quarterly CORS executive summary. + Manage compliance with applicable policies, standards, and regulatory … more
- M&T Bank (New York, NY)
- …are met + Work with multiple stakeholders across Treasury, Compliance , Finance , Legal, Operations, Secondary Mortgage, Audit, Risk to achieve business unit ... related to the specific portfolio disciplines above + Ensures compliance with all policies, guidelines, and regulatory ...and terminations + Understand and adhere to the Company's risk and regulatory standards, policies and controls… more
- City National Bank (New York, NY)
- …applicable risks (eg transactional, operational, credit, counterparty, market, regulatory , compliance ), self-identification of process/policy/product gaps and ... business management, underwriting, back and middle office operations, credit administration, risk , legal, and compliance . * Leadership and corporate behaviors:… more
- SMBC (New York, NY)
- …Cross-Functional Collaboration - Partner with internal stakeholders including Technology, Operations, Risk , Compliance , and Finance to align vendor ... - Proven experience in contract negotiation, vendor performance management, and regulatory compliance . - Excellent communication, negotiation, and stakeholder… more
- Mizuho Corporate Bank (New York, NY)
- …You will collaborate across teams to establish best practices, promote a strong model risk culture, and support regulatory compliance in a dynamic setting. ... the model governance framework, incorporating industry best practices, emerging risks, and regulatory requirements. + Regulatory Compliance & Liaison:… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... and regulatory environment. **Required Qualifications:** + 8+ years of Finance experience or equivalent experience demonstrated through one or a combination of… more
- SMBC (New York, NY)
- …with loan documentation. + Good knowledge of bank regulations and credit risk regulatory environment. + Excellent analytical, communication, and report-writing ... **Key Responsibilities:** + Perform independent reviews of credit exposures, including underwriting, risk grading, and policy compliance . + Lead credit reviews… more
- TD Bank (New York, NY)
- …lifecycle: from strategic roadmap, pricing, and structuring to operational design, regulatory compliance , and end-to-end delivery. + Drive portfolio ... strategies across trade corridors. + Strong command of credit principles, risk participation, counterparty frameworks, and trade-related compliance . + Partner… more
- SMBC (New York, NY)
- …be comply with SMFL Credit Policy, CRVD standards and other SMBC credit and compliance regulatory expectations. + Ensure that all Underwriting Policy and RAC ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...and procedure. + Maintain organized credit files for credit, regulatory , and compliance purposes. + Assist Managers… more