- Bank of America (New York, NY)
- …(Sole Prop, Estates, Trusts) * Experience in any of the following areas: Operations/ Finance / Risk / Compliance * Strong technical and data analytical skills ... to complete all activities. Decisions made will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to the Bank. On a… more
- M&T Bank (Buffalo, NY)
- …the overall integrity and timely reporting of all financial data, promote compliance with all financial regulatory requirements, maintain an adequate system ... team members. + Understand and adhere to the Company's risk and regulatory standards, policies and controls...deliverables. + Engage in training and development opportunities across Finance . + Promote an environment that supports belonging and… more
- SMBC (New York, NY)
- …escalating issues to the right stakeholders at the right time. + Partner with Compliance , Risk , Audit, and Technology teams to ensure program objectives align ... complex, cross-functional programs involving multiple stakeholders across lines of business, risk , compliance , and technology. + Understanding of enterprise data… more
- TD Bank (New York, NY)
- …management. + Deep understanding of regulatory compliance and risk management in the finance industry + Strong technology acumen, comfortable ... and AMCB Consumer Bank teams to ensure that all regulatory , compliance , audit, and self-ID findings are...& AMCB to deliver thought leadership and guidance on regulatory risk mitigation **Education & Experience:** +… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more
- Bank of America (New York, NY)
- …continuity and employee communication. + Act as the primary resource for addressing regulatory risk , financial reporting, legal, compliance and operational ... Tableau to support management reporting, business strategy, and meet regulatory compliance requirements. + Foster relationships with...front line teams as well as support partners across Risk , Compliance , and Operations, to develop and… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook… more
- SMBC (New York, NY)
- …to changing market conditions. + In-depth knowledge of all elements of credit risk and thorough knowledge of legal/ compliance considerations for non-bank loan ... including fintech companies (including capital structure, funding and liquidity risk , profitability drivers, market landscape, and regulatory requirements).… more