- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook… more
- SMBC (New York, NY)
- …to changing market conditions. + In-depth knowledge of all elements of credit risk and thorough knowledge of legal/ compliance considerations for non-bank loan ... including fintech companies (including capital structure, funding and liquidity risk , profitability drivers, market landscape, and regulatory requirements).… more
- Amalgamated Bank (New York, NY)
- …data analytics, machine learning, or AI environments. + Strong background in IT risk , data governance, and regulatory compliance . + Demonstrated experience ... data and AI. + Represent the audit function in senior management meetings, risk committees, and external regulatory interactions when relevant. + Influence… more
- PSEG Long Island (Hicksville, NY)
- …+ MBA or advanced management training. + Experience in Utility Operations; Compliance with Sarbanes-Oxley. + Familiar with regulatory frameworks and capital ... plan, which exceeds $600 million annually. This Manager will provide financial risk assessment within all Portfolio investment decisions along with operational and… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... partners, in conjunction with our key stakeholders (incl. Sales, Risk , AML, Compliance , Finance , Treasury,...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... + Collaborate with internal teams (operations, legal, compliance , finance , sales, marketing) to ensure seamless...splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:**… more
- American Express (New York, NY)
- …and monitoring data issues and risks that impact financial integrity, reporting, and regulatory compliance . The ideal candidate will bring experience in data ... role is part of the Data Issue Management & Risk Monitoring function within the Finance Data...+ Produce regular reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders, highlighting … more
- M&T Bank (New York, NY)
- …development and management of predictive statistical models. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation ... 10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational/model risk controls and other second line of defense and … more
- M&T Bank (Buffalo, NY)
- … Risk Management for model validation exercises. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation Letters) ... SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational risk /model controls and other second line of defense policies… more