- TD Bank (New York, NY)
- …regulatory requirements + Keep abreast of emerging issues, trends, and evolving regulatory requirements + Maintain a culture of risk -based management and ... areas according to established policies and procedures and applicable legal and regulatory guidelines + Provides ongoing, proactive, specialized finance advice… more
- American Express (New York, NY)
- …Anti-Corruption/BSA. + Experience with audit, compliance , risk , regulatory management, law, marketing and product management, finance , technologies or ... in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk… more
- JPMorgan Chase (New York, NY)
- …and other regions on regulatory matters, cross border questions, compliance risk assessments, project management and formulating consistent approaches on ... status quo and striving to be best-in-class. As a Compliance Risk Management Vice President within ...functions. Additionally, you will need to have experience in Compliance , as well as familiarity with regulatory … more
- Antech Diagnostics (New York, NY)
- …and risk management practices, while ensuring new and continuous compliance with Mars policies, standards and regulatory requirements. **Key ... CISM, CRISC, are also preferred. + Experience in regulated industries ( finance , healthcare, manufacturing, etc.) applying regulatory requirements and/or security… more
- American Express (New York, NY)
- …, Audit, or related field in financial services. + Foundational understanding of risk assessment principles, regulatory compliance , and internal control ... a culture of integrity and effective second line independent Compliance oversight.** The Manager, Compliance Risk...evaluation of CRA tooling and system enhancements. + Support regulatory , audit, and testing reviews related to the CRA… more
- Bank of America (New York, NY)
- Director; Compliance and Operational Risk Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Director-- Compliance -and-Operational- Risk -Manager\_25034452) **Job Description:** At Bank of America,… more
- NBC Universal (New York, NY)
- …helping to design, establish/maintain, and manage a robust risk and compliance framework for Global Controllership including Global Finance Operations (GFO) ... key stakeholders to include but not limited to Enterprise finance compliance teams, external and internal audit...& automation + Experience in implementing / managing Governance Risk Compliance tool + Project management skillset… more
- Highmark Health (Albany, NY)
- …Highmark Health clinical areas to support clinical quality auditing, The Senior Risk Compliance Analyst is responsible for monitoring and analyzing medical ... and utilization management activities to ensure compliance with internal policies, state, CMS, and federal regulations. This role serves as a clinical subject matter… more
- M&T Bank (Buffalo, NY)
- …technology controls. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... Wealth Advisory, Institutional Client Services, or support functions such as Treasury, Finance , Compliance , Technology, Operations, Risk Management, or… more
- TD Bank (New York, NY)
- …Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & Experience:** + Bachelor's degree or progressive ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more