- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- MUFG (New York, NY)
- …for a Credit Examiner to provide a comprehensive assessment of enterprise-wide risk management practices. You will evaluate, monitor, and report on the quality ... of risk assets and effectiveness of the Bank's processes to...identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic… more
- M&T Bank (Buffalo, NY)
- …long-range strategic direction of the group to support business initiatives and regulatory compliance . **Primary Responsibilities:** Lead teams in analysis of ... performance management and terminations. Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance… more
- HSBC (Buffalo, NY)
- …The Lead Analyst Customer Information Management holds a technical/business analyst position on the D&A Risk , Finance and WPB Regulatory Team and acts as a ... for Regulatory Card Data and Process for Risk and Finance . As our Lead Analyst...(Int Wealth Private Banking) business functions including Financial Crime, Compliance , Fraud, KYC /Due Diligence, Group Climate Model Development… more
- SMBC (New York, NY)
- …in trading strategies. * Regulatory Compliance : Understanding of regulatory requirements and risk management practices in financial trading. **Additional ... Risk Management: Apply advanced mathematical and statistical techniques to manage risk and ensure compliance with regulatory requirements. *… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- …multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet ... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to… more
- TD Bank (New York, NY)
- …relationship management + Deep understanding of regulatory compliance and risk management in the finance industry + Strong technology acumen, comfortable ... role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory...requirements. This role will lead engagement with HR and Finance to ensure alignment across job families, entitlements, and… more