- SMBC (New York, NY)
- …and Skills** + Minimum of 10 years of audit experience in the in Audit, Risk , Business Control, Compliance , Finance in the financial industry. + Strong ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- Citigroup (New York, NY)
- …post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer, or related position ... involving financial data analysis and engineering in support of regulatory compliance for a global financial institution. Must have experience with:… more
- SMBC (New York, NY)
- …engagements align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...+ Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure… more
- MUFG (New York, NY)
- …with regard to exposure on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Skills & Experience:** + Bachelor's ... and private corporate borrowers, with a particular emphasis on structured finance transactions, including those backed by insurance and insurance-linked securities.… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- MUFG (New York, NY)
- …up and distribution + Maintain close working relationships with Front Office, Operations, Risk , Audit, Compliance and Regulatory departments to ensure needs ... the department and related activities; + Ensure adherence to Finance Policies and Procedures and that said documents are...are met. **Controls & Compliance ** + Ensure compliance with the Firm's internal risk and… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo... and strong ability to analyze elements of credit risk in various transactions with financial institutions in the… more
- Citigroup (New York, NY)
- …preferred. + **Experience** : Minimum of 10 years of experience in governance, risk , and compliance roles, with a significant portion dedicated to managing ... and seek guidance from the CIO for Functions and Finance , and the Chief Accounting Officer. + Bi-weekly engagement...with stakeholders at all levels, including senior management and regulatory bodies. + ** Risk Management Expertise** :… more
- Raymond James Financial, Inc. (New York, NY)
- …a minimum of three (3) years of experience in the financial services industry, compliance , or risk management. ~or~ + Any equivalent combination of experience, ... **Essential Duties and Responsibilities** + Executes the risk -based branch exam program in FINRA-registered and non-registered Private Client Group branches across… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and ... also provides compliance support services to Mizuho Americas LLC, the US...the AML Transaction Monitoring, KYC, and Sanctions procedures against regulatory requirements. In addition to testing in search of… more