- Banc of California (New York, NY)
- …lending staff to provide support, underwriting assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages, ... + Twelve (12) or more years of credit, loan, and senior level credit risk administration experience + Banking or commercial finance experience + Management… more
- TD Bank (New York, NY)
- …+ Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... partners + Participates on internal/external committees to provide advice/counsel to business/ finance partners and represents the Liquidity Risk Management of… more
- American Express (New York, NY)
- …content and training collateral to support colleague awareness and understanding of risk and compliance frameworks and policies + Facilitate the understanding ... Risk Management + Establish processes to ensure and monitor the integration of regulatory changes & updates into the Operational Risk framework and training… more
- JPMorgan Chase (Brooklyn, NY)
- …statements and management reporting for Global Rates Line of Business (LOB) ensuring compliance with corporate and regulatory requirements. + Monitor the Global ... capital treatment for new products liaising with Corporate Accounting Policy and Regulatory Policy groups where appropriate to ensure compliance with reporting… more
- US Bank (New York, NY)
- …Global Capital Markets business + Collaborate with other related support functions, such as Risk , Compliance and Regulatory Services + Work with senior ... leadership within the business line and advises on regulatory and risk matters, as well as...markets products + Experience with securities laws and broker-dealer regulatory matters + Experience with corporate finance ,… more
- SitusAMC (Albany, NY)
- …activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays ... will primarily initially support our consumer ABS (autos/credit cards/specialty finance /equipment finance /BNPL) and non-traditional ABS (whole business… more
- GE Vernova (NY)
- …work experience with demonstrated understanding employment tax processes, regulatory compliance and/or Operations/Service-oriented environment. + Strong ... primary focus on United States. You will manage employment tax compliance activities, operational logistics, and high-volume case resolution, while ensuring… more
- Coinbase (Albany, NY)
- …real estate portfolio, ensuring compliance with all legal, financial, and regulatory requirements. * Partner with Legal, Finance , and Information Security ... demands expertise in managing internal teams, vendor relationships, and financial risk mitigation strategies, while embodying Coinbase's values: Act Like an Owner,… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... reviewing sales and performance metrics, and working on projects spanning Finance , Analytics, Marketing, Communications, Compliance , and other key business… more
- Citigroup (New York, NY)
- …experience must include: Global financial market and macroeconomic trends analysis; Regulatory compliance : Financial Accounting Standards Board (FASB) hedge ... Loss ("PnL") and Balance Sheet reports and published monthly EV results. Ensure compliance with regulatory requirements and internal policies and procedures such… more