- Wolters Kluwer (New York, NY)
- …in professional information services. Professionals in healthcare, legal, business, tax, accounting, finance , audit, risk and compliance rely on Wolters ... division offers technology-enabled expert services and software solutions focused on loan compliance , regulatory compliance , legal entity management, and… more
- Datavant (Albany, NY)
- …4. Assist in the design of controls for new or modified processes, ensuring compliance with regulatory and business requirements. 5. Draft process narratives and ... organization, ensuring they meet SOX standards and are sustainable for long-term compliance . The role requires a dynamic individual who can work collaboratively with… more
- SMBC (New York, NY)
- …to the Banks and Broker Dealer clients + Knowledge of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- Citigroup (New York, NY)
- …groups. + Responsible for strict adherence to the Bank and CPB compliance / regulatory framework. + Collaborate with the in-business risk underwriting team in ... and structure financing programs for asset managers within established risk acceptance criteria, demonstrating appropriate risk -return characteristics. +… more
- City of New York (New York, NY)
- …the Trust's legal matters, focusing on affordable housing development and ownership, compliance , ethics, and regulatory affairs. This role involves providing ... tax credit investors. 2. Regulatory Affairs: Monitor regulatory changes, advise on compliance , and liaise...Compliance Programs: Develop, implement, and oversee ethics and compliance programs. 6. Risk Management: Identify, evaluate,… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk . + Champions a high-performance ... commentary for various recurring Management and Executive Committees, Board meetings, and regulatory forums + Regulatory and Controls + Strengthening and… more
- Citigroup (Queens, NY)
- …PowerPoint skills for report building and presentations + Intermediate understanding of regulatory , compliance , risk management and financial management, and ... + Complete and ensure timely submission for deliverables related to BU Compliance / Risk and Control and/or Management Information Systems related report as… more
- State of New York Mortgage Agency (New York, NY)
- … with generally accepted accounting principles, prudent business practices and regulatory compliance . + Prepare audit programs; including the flowcharting ... evaluate the safeguarding of assets, accuracy and reliability of accounting data, compliance with Agency policies, procedures, and regulatory requirements to… more
- Santander US (New York, NY)
- …under deadlines. + Adhere to compliance procedures and internal/operational risk controls in accordance with all applicable regulatory standards, ... transactions. + Cross-collaborate with debt capital markets origination, leveraged finance origination, and industry coverage groups to support fulsome client… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more