- Mizuho Corporate Bank (New York, NY)
- …ACBD1 is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The...environment. Other Requirements: + Bachelor's degree or higher in Finance , Accounting, Business, or Economics preferred. + Experience in… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs ... Risk Management, Risk Management Framework, Management Systems, and/or Regulatory Compliance or related consulting experience + Exceptional client service… more
- American Express (New York, NY)
- …Express operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the ... future of American Express. **Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global ...of growth and progress by creating a culture of risk awareness and proactivity around regulatory matters.… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Position Title:** Finance Analyst (L9) **Business Unit:** TD Securities **Division/Region:** TD Securities ... - F 8:30 - 5:00 Overview TD Securities US Finance is a part of the wider TD Securities...the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a… more
- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing...compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with… more
- HSBC (Buffalo, NY)
- …participate in global initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc + ... versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + Support… more
- SMBC (New York, NY)
- … risk appetite, limits and guideline setting & issue management for Specialized Finance Department. + Performs risk management framework and related risk ... operationalization of risk mitigants. + Ensure that risk management considerations are embedded in Specialized Finance...with the ability to drive cross-functional collaboration. + Prior risk managment within a complex regulatory and… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about...and disposal strategies + Provide leadership on the wholesale regulatory , accounting and risk reporting agenda as… more
- Tompkins Community Bank (Ithaca, NY)
- …and ensuring compliance with financial policies and procedures. + Financial Risk Management- Oversee the company's financial risk modeling and risk ... and lead a high-performing Treasury team, implement efficient processes, and ensure compliance with regulatory requirements while fostering a culture of… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... business Finance teams, GPL Strategy, GPL Product, Corporate Treasury, regulatory relations, and other stakeholders **Required Qualifications:** + 4+ years of … more