- PSI Services (Albany, NY)
- …schedule. The role reports to the Snr Director of Information Security, Governance, Risk and Compliance and may be performed remotely, with occasional travel ... controls across business systems and processes. + Ensure alignment with client, regulatory , and internal compliance requirements. + Support the automation and… more
- Scotiabank (New York, NY)
- …to internal policies-including the Code of Conduct-as well as all relevant regulatory and compliance requirements. **_Education / Experience_** + Undergraduate ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- American Express (New York, NY)
- … risk management, and control frameworks are effective and aligned with regulatory expectations. Through risk -based audits, the team evaluates both the design ... accounting or finance related field **Preferred Qualifications** + Background in Compliance would be a plus + Qualification in Financial Crime prevention (eg,… more
- AIG (New York, NY)
- …and address regulatory approvals, Form A filings and post-transaction compliance . + Collaborate cross-functionally with business leads, finance , corporate ... only strong M&A experience but also an understanding of the unique regulatory and business frameworks of the insurance industry. Specific Responsibilities Include: +… more
- TD Bank (New York, NY)
- …as updated financial statements and prepare updated analysis memos + Monitors compliance with regulatory requirements + Provides written analysis that identifies ... will also work in a team environment, building your corporate and leveraged finance banking skills necessary to be successful in the industry. Analysts support our… more
- Insight Global (New York, NY)
- …Your expertise will be essential in ensuring the firm maintains robust compliance standards while adapting to evolving regulatory requirements. We are ... Proven track record of 5+ years in Internal Audit, Risk Management, or Compliance roles - Demonstrated...Compliance roles - Demonstrated expertise in swap dealer regulatory frameworks, including: Title VII of the Dodd-Frank Act… more
- Spectrum Comm Inc (Farmingdale, NY)
- …+ Experience with Implementing and using Manufacturing ERP systems is a plus. + Prior experience working with external auditors and regulatory compliance . ... and compliance with corporate financial policies, GAAP standards, and regulatory requirements. + Develop and implement internal controls and financial procedures… more
- TD Bank (New York, NY)
- …based on risk , impact, and value. + Work with Front Office, Compliance , Surveillance, Legal, and Risk to capture voice recording requirements and ensure ... root cause analysis and remediation of infrastructure incidents and capacity risks. ** Compliance & Regulatory Alignment** + Ensure infrastructure adheres to… more
- Intuit (New York, NY)
- …each decision + Ability to work cross functionally across multiple teams including compliance , risk , product, credit, legal and engineering and manage projects ... and investor expectations. + Partner with cross-functional teams (including Credit Risk , Legal, Servicing, Platform, Finance , and Treasury) to implement… more
- JPMorgan Chase (New York, NY)
- …or are introduced across the plans + Ensure RRFA deliverables are in compliance with evolving regulatory requirements related to capital, specifically around ... skills:** + 3 to 5 years of financial services experience ideally in Corporate Finance , Controllers, Capital Management or Risk Management + Ability to operate… more