- Bank of America (New York, NY)
- …Analysis + Adaptability + Attention to Detail + Policies, Procedures, and Guidelines + Regulatory Compliance + Risk Management + Benchmarking + Business ... Relevant Laws, Rules, and Regulations **Required Qualifications:** + BS/BA Finance /Accounting/Economic/Quantitative + Communication Skills + Multitasking + Regulatory… more
- Santander US (New York, NY)
- …diligence processes. * Adheres to compliance procedures and internal/operational risk controls in accordance with all applicable regulatory standards, ... Investment Banking Associate, Leveraged Finance - New York Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator… more
- Santander US (New York, NY)
- …and financial information and conduct detailed due diligence * Adheres to compliance procedures and internal/operational risk controls in accordance with any ... Investment Banking Vice President, Leveraged Finance - New York Country: United States of...and all applicable regulatory standards, requirements and policies. * Train the associates… more
- MUFG (New York, NY)
- …balancing risk with opportunity. He will also provide corporate finance advice related to capital structures and funding alternatives **Key Responsibilities** ... Diligence, Credit Underwriting and Risk Management. Coordination and collaboration with Credit/ Risk Teams + Be accountable for ensuring compliance with all… more
- SMBC (New York, NY)
- …business opportunities and enhance our position in the market. + Understand external regulatory matters and internal compliance and policies and procedures; pro ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...actively escalate operational risk loss events to management as necessary. + Delegate… more
- MUFG (New York, NY)
- …agreements, and coordination of transaction documentation. + Coordinate with internal legal, compliance , and risk teams to ensure all transactions comply with ... applications and transaction memos for senior management. + Collaborate with credit, legal, risk , and compliance teams to address concerns and secure necessary… more
- SMBC (New York, NY)
- …the models. + Build strong relationships with various stakeholders, including market risk managers, trading desks and finance to drive team's deliverables ... and priorities. + Ensure compliance with regulatory requirements and industry best...Model Risk and Validation to resolve model risk findings and ensure models meet regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …resolution including administrator s , banks, custodians, and auditors + Assist with regulatory compliance , including filings of regulatory forms (NFA/SEC) + ... advisory. We are seeking an Assistant Vice President of Finance . Position Overview: The position will share responsib...ad-hoc reporting requests + Assist with daily and periodic risk management activities across all operational risk … more
- SMBC (New York, NY)
- … Risk and Analytics Group, Model Risk Group, and the Operational & Regulatory Risk Group. The Credit Risk Group maintains sound credit management ... + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations, Risk , Legal, Compliance , and other key stakeholders to identify, prioritize,… more
- American Express (New York, NY)
- …Group. Our professionals come from diverse backgrounds including internal controls, regulatory compliance , financial accounting, operational risk , ... risk frameworks, risk appetite, and second-line risk oversight functions in accordance with regulatory ...across audit domains** (eg, Finance , Treasury, Technology, Compliance ) to ensure risk -based coverage and sharing… more