- SMBC (Charlotte, NC)
- …or related discipline). + 3-5 years of business experience in finance , audit, risk , compliance , or regulatory management in banking / financial services. ... the second and third lines of defense functions (ie Finance , Risk , Internal Audit, Compliance ,...is a plus: (Reporting - Financial, Regulatory , Risk , Executive Management, Board; Front-Office Operations, Compliance ,… more
- Truist (Charlotte, NC)
- …business and regulatory change). 6. Provide oversight and support for open risk , audit, and regulatory issues. Evaluate the root cause, the corrective action ... assigned business unit's leadership regarding activities, trends, and events pertaining to risk , regulatory , audit and loan review activities. Promote various … more
- American Express (Charlotte, NC)
- …deliver QA responsibilities and will work in close coordination with Regulatory Reporting, Finance Data Governance, Service Management, Technologies, and ... + Process review to identify control gaps and improvement opportunities for regulatory reporting processes. + Ensure compliance with the reporting guidelines… more
- Bank of America (Charlotte, NC)
- …Technical Documentation + AML Technical Modelling + Technical Modelling + Financial Crimes Compliance Risk Principles + Model Translation & Articulation + Model ... Sr. Quantitative Finance Analyst, AML Model Risk Validation...regulatory landscape including but not limited to model risk management, Anti-money laundering. + Proficiency with Above-the Line… more
- American Express (Charlotte, NC)
- …for regulatory reporting processes. + Conformance testing to ensure compliance with the reporting guidelines issued by regulators to support regulatory ... and reference data used across operational and reporting processes + Ensure compliance with Quality Assurance governed frameworks eg, Regulatory Reporting… more
- Truist (Charlotte, NC)
- …approaches that create sustainable profitability 4. Stay abreast of laws, regulations and risk management techniques to ensure compliance and best practices in ... of experience in lending and/or credit experience 3. Widespread financial credit risk and regulatory knowledge 4. Solid accounting/financial analysis skills 5.… more
- TD Bank (Charlotte, NC)
- …manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's financial reporting ... working with GRC platforms + Proven track record of partnering with business, finance , risk , audit, and technology teams to drive control effectiveness and… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... for the Trade Product Stress Team (TPST) within Market & Counterparty Risk Management. TPST oversees regulatory and business-as-usual stress testing initiatives… more
- Citigroup (Charlotte, NC)
- …conclusions made by the Regulatory Capital Policy Group ('RCPG") within Finance - Capital Controllers for the Basel III Risk Weighted Asset ("RWA") ... The Finance Chief Risk Office ("FINCRO") organization...policies, systems, infrastructure and data requirements. + Maintain strict compliance with all risk -related regulatory … more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under...+ CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager) + CAFP (Certified AML… more