- American Express (Charlotte, NC)
- …organization, including working with client-facing businesses, Global Risk & Compliance , Technology, Legal (GCO), Finance , Global Services Group, and ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...other related platforms. **Preferred Qualifications:** + Bachelor's Degree in Finance , Business, Risk Management, or a related… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Effectively manage overall operational and compliance risk related to SEC and Climate reporting for Truist. ... the development of standards to support the calculation of risk -weighted assets under the Basel III framework. Maintain a...regulatory reports to ensure that Truist remains in compliance with federal, FDIC and state reporting requirements. 5.… more
- SMBC (Charlotte, NC)
- …Vulnerability and Threat Management, Security Standards and Technical Procedures, Compliance , Risk Assessments, Security Monitoring and Incident Response, ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... clients by using the Wells Fargo balance sheet to finance our clients' day-to-day corporate activities as well as...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- PNC (Raleigh, NC)
- …of the model. + Prepares and analyzes detailed documents for validation and regulatory compliance , using applicable templates. PNC Employees take pride in our ... Audit department into the future. . We execute a Risk Based Audit Approach . We value Data Analytics...high impact models comply will all applicable internal and regulatory rules and policies. You would additionally: * Serve… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (Charlotte, NC)
- …all Legal, Regulatory , and Rules for relevant markets, ensuring product compliance with all relevant regulations and risk management policies. Work with ... internal Risk & Compliance partners to ensure product suite meets evolving regulatory , compliance , legal, and internal policy requirements. **Job… more
- Truist (Charlotte, NC)
- …letter and spirit of applicable corporate policies, procedures, processes, standards and regulatory / compliance requirements. + Take a new perspective on existing ... + Provide first line execution and oversight for financial reporting controls and risk for Finance processes. + Provide accounting guidance to Business Unit(s)… more
- Cardinal Health (Raleigh, NC)
- …third-party services. The VMO Director partners closely with business unit leaders, procurement, finance , risk , compliance , and external service providers to ... **_What Vendor Management contributes to Cardinal Health_** Finance oversees the accounting, tax, financial plans and...quality, and service outcomes + Ensure vendors operate in compliance with contractual, regulatory , risk ,… more