- Bank of America (Charlotte, NC)
- …+ Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours ... by executing capital calculation testing and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and… more
- SolomonEdwards (Raleigh, NC)
- …a broad global footprint. This role will focus on supporting audit and risk review activities by assessing model governance, compliance , and control ... and audit leadership by applying deep knowledge of the Bank's model risk framework, regulatory requirements, and emerging industry practices. . Coordinate… more
- Robert Half Management Resources (Charlotte, NC)
- …sponsor repos, and risk management strategies, with a focus on counterparty risk and regulatory compliance . The ideal candidate will provide critical ... guidance on financial risk metrics and help address gaps in ...and sponsor repos, ensuring alignment with industry standards and regulatory requirements. * Collaborate with internal teams to identify,… more
- Truist (Raleigh, NC)
- …impact to the BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU adherence to applicable policies, ... implementation across Truist (where applicable). + Advocate the Bank's risk culture, compliance with enterprise risk...Executive Committees key activities, trends, and events pertaining to risk , regulatory and audit reviews. Continue to… more
- Bank of America (Charlotte, NC)
- …+ Interpret Relevant Laws, Rules, and Regulations + Project Management + Regulatory Compliance + Stakeholder Management **Shift:** 1st shift (United States ... Job expectations include preparing and analyzing financial reports, performing risk analysis, working with a team, and communicating effectively....Finance + Previous experience in Broker Dealer or Regulatory Reporting + FINRA Series 99 or 27 +… more
- Truist (Charlotte, NC)
- …of financial ratios, trends, covered exposure tracking and market-terms. Assist with risk and control assessments to ensure the regulatory reporting function ... procedures, and risk /control documentation. Manage and provide support for open risk , audit, and regulatory issues. Draft materials to senior leadership… more
- Intuit (Charlotte, NC)
- …+ Maintain strong governance and audit readiness for forecasting models, documentation, and regulatory compliance . + Serve as a subject matter expert on loss ... field. + **8-10+ years** of experience in **credit loss forecasting, credit risk analytics** , or **quantitative finance ** , with increasing responsibility.… more
- Truist (Charlotte, NC)
- …approaches that create sustainable profitability 4. Stay abreast of laws, regulations and risk management techniques to ensure compliance and best practices in ... of experience in lending and/or credit experience 3. Widespread financial credit risk and regulatory knowledge 4. Solid accounting/financial analysis skills 5.… more
- Truist (Charlotte, NC)
- …risk culture by helping ensure alignment with frameworks, policies and regulatory expectations and executing and facilitating risk program activities ... risk support to assigned Business Unit across all risk types to promote and strengthen compliance ...the essential functions. 1. Bachelor's degree in Accounting, Business, Finance or related field, or equivalent education and related… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... resolution. + **Business Risk Management:** Manages Wholesale Workout operational risk , partners with compliance partners, and monitors activities related to… more