- PNC (NC)
- …be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, ... Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote...or 53) are preferred for this role and/or public finance compliance experience. * 5+ years of… more
- TD Bank (Charlotte, NC)
- …controls to mitigate LRR risk ) across TD. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is ... a mission to build a more resilient and scalable compliance risk management function. As part of...end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of… more
- TD Bank (Charlotte, NC)
- …preferred.** + **Familiarity with regulatory expectations tied to enterprise compliance programs, governance, and risk frameworks.** + **Experience with ... a mission to build a more resilient and scalable compliance risk management function. As part of...direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code… more
- TD Bank (Charlotte, NC)
- …**Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role ... a mission to build a more resilient and scalable compliance risk management function. As part of...alignment with regulatory expectations.** + **Participate in regulatory reviews, internal audits, and compliance testing… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated… more
- Weyerhaeuser (Raleigh, NC)
- …and analyze federal and state energy legislation and regulations to identify new or potential compliance risks * Regulatory Compliance * Serve as the ... Regulatory Compliance Manager * Manage Weyerhaeuser's compliance program with analysis of activities and guidelines to ensure compliance with policy,… more
- City National Bank (Charlotte, NC)
- …in a BSA role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional Qualifications* * ACAMS Certified ... compliance colleagues and business line management to conduct risk assessments in order to recommend enhancements to current...to help ensure that policies and procedures are in compliance with legal and regulatory requirements and… more
- Truist (Charlotte, NC)
- … compliance risk management processes through the performance of compliance reviews; regulatory data requests, quality control reviews and execution of ... or the regulators 6. Implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments,… more
- Kimley-Horn (Raleigh, NC)
- …practice partners on project proposals with public sector clients. + Lead FAR compliance processes, internal controls, and risk assessment procedures. + Work ... communication and timely resolution of issues. + Continuously improve the firm's compliance policies, aligning them with regulatory updates and best practices.… more
- US Bank (Charlotte, NC)
- …products/services, systems, and associated risks/controls + Advanced knowledge of Risk / Compliance /Audit competencies + Strong analytical skills and project ... bank customers. Identify gaps and propose solutions that promote an effective risk management framework. Identify and/or escalate risks as appropriate. Serve as a… more