- Coinbase (Harrisburg, PA)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong interpersonal, analytical, and… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …+ Ensures that compliance activities are commensurate with the level of risk being mitigated. + Provides escalated support and guidance to compliance efforts ... + Research compliance issues. + Alerts Senior Management of current regulatory issues. + Researches, interprets, and translates regulatory rules and… more
- Teleflex (Wayne, PA)
- …or a related field preferred. * Minimum 2 years of experience in corporate compliance , legal, internal audit, or a related regulatory field preferred. * ... healthcare industry is strongly preferred. * Familiarity with industry regulations, compliance program frameworks, and risk management principles are desirable.… more
- Prime Therapeutics (Harrisburg, PA)
- …Coordinate with business owners to implement corrective action plans + Develops compliance communication for risk assessment and corrective action plans for ... the Chief Compliance Officer's reporting to the Corporate Compliance Committee (CCC) and Finance , Compliance & Audit Committee (FCA) meeting materials. +… more
- Coinbase (Harrisburg, PA)
- …teams are performing their work to the highest quality standards and in full compliance with our regulatory obligations. In this critical role, you'll take ... and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance EDD Operations at Coinbase, you'll lead the charge in combating money… more
- Coinbase (Harrisburg, PA)
- …in Internal Audit, External Audit, ICFR/SOX Compliance , SOC Reporting, IT Audit, Finance , Risk Management, or related fields, with a significant portion in a ... Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal… more
- PPL Corporation (Allentown, PA)
- …of finance and treasury experience including experience in derivatives, risk mitigation strategies, and investing. + Excellent communication skills. + Broad ... of finance and treasury experience including experience in derivatives, risk mitigation strategies, and investing. + Excellent communication skills. + Broad… more
- Robert Half Management Resources (Philadelphia, PA)
- …long-term contract basis. As an Audit Manager, the role requires expertise in regulatory compliance , Sarbanes-Oxley audits, and a deep understanding of the ... to do every single day: * Lead and oversee audits focused on regulatory compliance , Sarbanes-Oxley requirements, and internal control processes within the… more
- Allied Universal (Conshohocken, PA)
- …performance of regular risk assessments to identify key areas of SOX compliance risk and develop strategies to mitigate these risks effectively + Identify ... establishing, managing, and maintaining all aspects of the SOX compliance program to ensure adherence to regulatory ...4 + Minimum of three (3) years of progressive finance , internal audit, and/or risk experience +… more
- PNC (Pittsburgh, PA)
- …of the model. + Prepares and analyzes detailed documents for validation and regulatory compliance , using applicable templates. PNC Employees take pride in our ... Audit department into the future. . We execute a Risk Based Audit Approach . We value Data Analytics...high impact models comply will all applicable internal and regulatory rules and policies. You would additionally: * Serve… more