- Providence (TX)
- …Vice President (AVP) of Financial Counseling, you will have focused accountability on regulatory compliance across the system. You will assume a pivotal role ... encompassing legal coordination, regulatory compliance , strategic decision-making, and leadership. The...internal and external Subject Matter Expert (SME) on complex, high- risk regulatory matters that impact reputational … more
- Charles Schwab (Austin, TX)
- …all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks ... Executive Management to improve the efficiency of governance processes, risk management, and internal controls. The Broker-Dealer/Asset Management enterprise team… more
- WTW (Houston, TX)
- …operational performance of client captives through active engagement in underwriting, regulatory compliance , financial management, and governance. The Account ... the business plan. + Assist with Board approval for underwriting decisions. ** Finance / Regulatory ** + Monitoring of domicile solvency and capital requirements +… more
- JPMorgan Chase (Plano, TX)
- …Control Manager Executive. You will work closely with WLS Operation Leads, Technology, Product, Finance , Credit Risk , Legal, Compliance , Operational Risk ... will be responsible for delivering a strong control environment to include regulatory oversight, risk assessments, issue management, CORE standards, and… more
- Citigroup (Irving, TX)
- …and external stakeholders. Special Assets is also responsible for determining accurate regulatory classifications, risk ratings, cost of credit and carrying ... particularly recurring monitoring requirements + Accountable for ensuring appropriate regulatory classifications, internal risk ratings and company/asset… more
- Scotiabank (Dallas, TX)
- …helps sustain business, minimize impact, enhance client confidence, and ensure regulatory compliance . Being operationally resilient will ultimately drive the ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- Houston Methodist (Baytown, TX)
- …infection control, performance improvement, quality issues, external reporting, and regulatory compliance . This position regularly collaborates with medical ... goal achievements, contemporary state of the art practices, and regulatory compliance . + Oversees leadership of RCA,...+ Other nationally recognized certification in quality, patient safety, regulatory , risk , or related area **LICENSES AND… more
- USAA (San Antonio, TX)
- …for the team's model inventory and ensures compliance with USAA model risk policies and regulatory expectations. Influences the future of data science at ... for the team's model inventory and ensures compliance with USAA model risk policies and regulatory expectations. The person will be responsible for… more
- Santander US (Dallas, TX)
- …* Examination of documents (SBLC and Commercial Letters of Credits) * Ensure compliance with regulatory requirements * Monitoring SBLCs' with automatic extension ... (Evergreen LCs') * Ensure Letter of credits deals meet internal and external compliance requirements (AML, Anti-Boycott) and credit risk policies. * Ensure that… more
- Santander US (Dallas, TX)
- …the primary point of contact for internal stakeholders including front office, credit risk , legal, compliance , and technology teams. * Escalate and resolve ... standard operating procedures (SOPs) and ensure team adherence to best practices. * Regulatory & Compliance Oversight: * Ensure execution with compliance … more