- Futurex (Bulverde, TX)
- …compliance (eg, Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM)) is a plus. Working Conditions: + Office ... to ensure that all customer interactions and transactions meet legal and regulatory standards. Key Responsibilities: + Compliance Verification and Review: +… more
- Charles Schwab (Austin, TX)
- …offerings (equity, fixed income, and/or other strategies), with expertise in managing compliance risk effectively + Previous involvement in strategic initiatives ... helping us "challenge the status quo" and transform the finance industry together. In Compliance , we help...increased efficiency + Support and participate in internal audits, risk assessments, and, as warranted, relevant regulatory … more
- BP Americas, Inc. (Houston, TX)
- …writing and briefing, Issues and Policy Management, Knowledge Sharing, Presenting, Regulatory Compliance , Risk Management, Stakeholder Engagement, ... will support the Compliance Director and Senior Compliance Advisor, who oversees and supports regulatory ...to GPTA's trading & origination businesses. + Conduct periodic compliance reporting, monitoring, risk assessments and reviews… more
- Google (Austin, TX)
- …Technology, Engineering or equivalent practical experience. + 15 years of experience in legal, risk , compliance or audit. + 5 years of experience in Audit or ... professional certifications (CIA, CISA, CMA, CA/CPA, etc.). + Experience with compliance assurance in large, tech-driven organizations, performing risk … more
- Charles Schwab (Southlake, TX)
- …creative problem solving, helping us "challenge the status quo" and transform the finance industry together. In Compliance , we help our business partners achieve ... programs + Support and participate in internal audits, compliance testing, and risk assessments; may, at...risk assessments; may, at times, assist with relevant regulatory exams + Interpret and assess laws, rules, and… more
- Robert Half Technology (Dallas, TX)
- …and maintaining training programs to enhance awareness of compliance and IT risk topics. * Monitor industry trends and regulatory updates to ensure the ... our organization's technology systems comply with internal policies and regulatory standards. In this role, you will play a...and IT risks. * Develop and deliver reports on compliance status and IT risk management activities.… more
- NTT America, Inc. (Austin, TX)
- …serves as a bridge between cloud engineering, cybersecurity, GRC (governance, risk , and compliance ), and business stakeholders-providing strategic oversight, ... SOC 2, ISO 27001, NIST), and experience in regulated environments such as finance , healthcare, or public sector. ** Compliance Program Strategy:** + Develop and… more
- CyrusOne (Dallas, TX)
- … Finance , Implementations, Operations, and Customer Success to proactively manage compliance , mitigate risk , and ensure a best-in-class customer experience. ... in operational impact, legal disputes, or customer dissatisfaction. + Provide regular compliance reporting and risk assessments to senior leadership, including… more
- Prime Therapeutics (Austin, TX)
- …Coordinate with business owners to implement corrective action plans + Develops compliance communication for risk assessment and corrective action plans for ... the Chief Compliance Officer's reporting to the Corporate Compliance Committee (CCC) and Finance , Compliance & Audit Committee (FCA) meeting materials. +… more
- Robert Half Technology (Dallas, TX)
- …through remediation and closure. + Support audits and assessments to evaluate compliance with regulatory requirements (eg, HIPAA, HITRUST, SOX). + Collaborate ... with IT and business teams to identify and document compliance and IT risk issues. + Contribute...We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and… more