- Truist (Los Angeles, CA)
- …with disabilities to perform the essential functions. 1. Bachelors' degree in Finance , Marketing or Business and/or equivalent work experience required 2. Minimum of ... Act, Regulation Z of the Truth in Lending Act, Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, FINRA Rule 3110(e), and the Investment Advisors Act… more
- Stanford University (Stanford, CA)
- …Trade & Cash Operations **Stanford Management Company, Stanford, California, United States** Finance Post Date May 08, 2025 Requisition # 106429 **Trade & Cash ... SMC primarily relies on carefully chosen external partners to select individual securities , allowing Stanford to benefit from specialized knowledge in asset classes… more
- Atria Wealth Solutions (Dublin, CA)
- …understanding of general economic principles relating to all aspects of personal finance . + Demonstrate professionalism at all times with empathy and tact, and ... policies and procedures. Qualifications + Bachelors degree in in finance , business or related field required. + 5+ years...coaching experience. + Series 7, 63, 65 (or 66) Securities Registrations, and Life Insurance licenses are required. +… more
- S&P Global (CA)
- …S&P Global Ratings, our analyst-driven credit ratings, research, and sustainable finance opinions provide critical insights that are essential to translating ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- CalSTRS (Sacramento, CA)
- …In addition, several portfolios and programs including Treasury Inflation Protected Securities , RMS Long Duration Treasuries, Cash Management, Securities Lending ... will possess the following skills: + Undergraduate degree specialized in finance , economics, mathematics, statistics, business, accounting, or other related field +… more
- City National Bank (Los Angeles, CA)
- …is expected to advise on a broad range of matters under the banking and securities laws, including the SEC, FINRA, OCC, FRB, and FDIC, help resolve issues as they ... in advising the Bank's wealth management businesses on banking and securities regulatory matters, legislation, new product development, and documentation and in… more
- Robert Half Legal (San Jose, CA)
- …services to individuals and companies in high-stakes matters, including securities , intellectual property, and employment litigation. Key Responsibilities include: + ... Represent clients in a range of business litigation matters, such as IP, securities , and employment law; + Collaborate closely with partners on trial strategies and… more
- City National Bank (Los Angeles, CA)
- …all new account documents, account transfers (acats), DTC delivery of securities , money movements including cash disbursements and deposits, wires, IRA ... apprised of significant client issues and potential problems. * City National Securities Brokerage Account Administration Establish new accounts opened in CNS on the… more
- Robert Half Legal (Los Angeles, CA)
- …practice, is actively seeking a Senior Attorney with strong experience in Securities Litigation and General Liability Defense to join their growing Los Angeles ... excellent benefits. Key Responsibilities: + Manage a caseload of complex securities litigation and general liability defense matters from inception through… more
- S&P Global (CA)
- …S&P Global Ratings, our analyst-driven credit ratings, research, and sustainable finance opinions provide critical insights that are essential to translating ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more