- Wells Fargo (San Francisco, CA)
- …to grow. Wells Fargo is seeking candidates for the role of Lead Securities Quantitative Analytics Specialist, which is a Vice President level role within the ... with all project stakeholders **Required Qualifications:** + 5+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or a… more
- PCL Construction (Glendale, CA)
- …in Glendale, CA contributes to our team: **Responsibilities** + Assist Manager, Finance and Commercial Risk, in providing guidance and expertise on contract and ... and help when resolving contract disputes, as required. + Assist Manager, Finance and Commercial Risk, in providing guidance and expertise on insurance requirements,… more
- MUFG (Los Angeles, CA)
- …grade clients, customers with a large credit exposure, structured finance transactions, and customers with complex corporate structures. **Major Responsibilities:** ... graded customers, customers with large credit exposure, customers with structured finance transactions, and customers with complex corporate structure. + Prepare… more
- MUFG (San Francisco, CA)
- …rising seniors with hands-on experience and business exposure in the world of global finance . We will place you with a specific group, which enables you to ... you will leave with a better understanding of global banking/ finance and an insider's perspective that you'll only acquire...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- TD Bank (San Francisco, CA)
- …who can provide you more specific details for this role. **Job Description:** TD Securities is a market leader in Capital Markets and Corporate & Investment Banking, ... based in San Francisco, CA** as part of TD Securities ' 2026 Investment Banking Full-Time Analyst Program. Analysts can...& Experience:** + Undergraduate degree in Business (Accounting or Finance ) or Mathematics/Economics; + Series 7, 79 and 63… more
- Wells Fargo (Woodland Hills, CA)
- …to develop or influence initiatives that promote and advance companywide finance growth opportunities + Lead business development strategies and resolution of ... For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. +...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Robert Half Legal (Oakland, CA)
- …and the ability to apply this knowledge in relevant cases. * Proficient in Securities Litigation, with a thorough understanding of securities laws and their ... companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative… more
- Meta (San Francisco, CA)
- …regulatory filings, with emphasis on proxy statements 2. Advise on complex securities law compliance and disclosure matters, with emphasis on governance and ... the organization, including policy, investor relations, corporate communications, and finance **Preferred Qualifications:** Preferred Qualifications: 17. In-house experience and… more
- Robert Half Legal (San Diego, CA)
- …regularly with Compliance and Risk departments to ensure enterprise-wide adherence to securities regulations. TO APPLY, ONLY send resume directly to Vice President ... accredited law school + Extensive knowledge of SEC, FINRA, and state securities regulations + Demonstrated experience handling or responding to FINRA arbitrations or… more
- Charles Schwab (Torrance, CA)
- …creative problem solving, helping us "challenge the status quo" and transform the finance industry together._ Schwab's branch team is at the heart of our firm's ... and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and...you need to make a positive difference in the finance industry._ _We offer a competitive benefits package that… more