- CalSTRS (Sacramento, CA)
- …skills: + Undergraduate degree or possession of an advanced degree in finance , accounting, economics, mathematics, or other similar fields + Knowledge of investment ... of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700)… more
- Bank of America (Newport Beach, CA)
- …verbal and written skills as well as interpersonal and organizational skills. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 ... + Bachelor of Business Administration or equivalent degree in Business ( Finance , Accounting, Economics, or Real Estate) or equivalent experience. **Shift:** 1st… more
- CalSTRS (Sacramento, CA)
- …board or similar governing body + Possession of a degree in Business/ Finance /Economics or closely related field An incumbent who possesses a professional ... of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700)… more
- BlackRock (San Francisco, CA)
- …trillion in assets under management, BTC offers active and indexing strategies, and securities lending and transition management services. As a member of the SF ... help to strengthen the global economy: support businesses small and large; finance infrastructure projects that connect and power cities; and facilitate innovations… more
- Grant Thornton (San Diego, CA)
- …bodies, including the American Institute of Certified Public Accountants, Securities Exchange Commission, Public Company Accounting Oversight Board, International ... should be at a manager role. + Business related degree (eg, accounting, finance , etc.) is a strong plus. + Experience with relationship/conflict checking tools,… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …rules and regulations of the Financial Industry Regulatory Authority ("FINRA"), Securities and Exchange Commission ("SEC"), and various state regulatory authorities. ... compliance with US GAAP and business growth. + Provide trainings to Finance team members before publishing and implementing new policies. + Financial Reporting… more
- Citigroup (San Francisco, CA)
- …years of experience + Bachelor's degree with concentration of economics, finance or business administration; Professional experience or related occupation. + Ability ... to work without direction, self-motivated + US: S7, S66 (or S63/S65); NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** +… more
- CalSTRS (Sacramento, CA)
- …**.** **Special Requirements** This position is pending Department of Finance approval. **Statement of Qualifications** Interested individuals must submit a ... of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700)… more
- MUFG (Los Angeles, CA)
- …with vendors, technology, sales, product and project managers, and SMEs (ie, risk, finance , operations, and servicing and delivery teams) to ensure a market leading ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- CalSTRS (Sacramento, CA)
- …The ideal candidate will possess the following skills: + Bachelor's degree in finance , economics, mathematics, statistics, business, or a related field + FRM, CFA, ... of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700)… more