- JPMorgan Chase (New York, NY)
- Agency Securities Finance ("ASF") is a global business within Securities Services, a division in the Corporate and Investment Bank ("CIB") of JP Morgan ... revenue optimization, and performance attribution. You will represent JPMorgan Agency Securities Finance at the Client and represent the Client within JPMorgan… more
- S&P Global (New York, NY)
- …and benefits counsels. **Responsibilities and Impact:** The Associate General Counsel - Securities and Corporate Finance is responsible for supporting a business ... governance and disclosure process. The Associate General Counsel - Securities and Corporate Finance will work in...Associate General Counsel - Securities and Corporate Finance will work in a dynamic, fast-paced, client-facing environment… more
- HSBC (New York, NY)
- …institutional clients, hedge funds, and asset managers, offering solutions across equity finance , securities lending, and delta one products. This role demands ... highly motivated and client-focused individual to join our Equity Finance and Delta One Sales team. The successful candidate...Single stock and index futures - ETF products - Securities lending and borrowing (SLB) + Work closely with… more
- TD Bank (New York, NY)
- …5:00 Overview TD Securities US Finance is a part of the wider TD Securities Finance group, as one of the three regional finance groups for the ... details for this role. **Job Description:** **Position Title:** Vice President - Finance **Business Unit:** TD Securities **Division/Region:** TD Securities … more
- Bank of America (New York, NY)
- …issues and implications on matters of significant impact to the GM's Equity Finance businesses, including Prime Finance , Securities Lending, Clearing and ... house at a financial company + Experience with broker dealer regulations, Prime Finance , ISDA-based OTC equity derivatives, Securities lending and related legal… more
- Raymond James Financial, Inc. (NY)
- …regulatory agencies. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an… more
- Raymond James Financial, Inc. (NY)
- …and other compliance issues involved with retail activity. * Principles of banking, finance , and securities industry operations * Rules and regulations of the ... patterns, and possible rules violations to ensure adherence to securities industry regulations and limit firm liability. Some guidance... Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA);… more
- Raymond James Financial, Inc. (NY)
- …regulatory agencies. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of… more
- Raymond James Financial, Inc. (NY)
- …administration process. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... financial advisory function and investment process. + Broad knowledge of Finance and Accounting. + Basic management and supervisory principles. **Skill in**… more
- Raymond James Financial, Inc. (New York, NY)
- …of research. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities ... **Education** Bachelor's: Accounting (Required), Bachelor's: Business Administration (Required), Bachelor's: Finance (Required) **Work Experience** General Experience - 13 months… more