• Senior Compliance Officer - US Markets Compliance…

    TD Bank (New York, NY)
    …the markets advisory team with focus on the fixed income and municipal finance sales and trading business lines including developing a good working relationship with ... sales and trading markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
    TD Bank (04/30/25)
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  • Vice President, Compliance - Monitoring & Testing,…

    TD Bank (New York, NY)
    …organization. + JD desirable but not required + Knowledge of operations, finance , regulatory reporting, sales and trading, at a global financial institution. + ... Firm understanding of securities and derivatives rules and regulations, and the ability...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
    TD Bank (03/25/25)
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  • Director, Compliance - Testing Team Lead, TD…

    TD Bank (New York, NY)
    …or regulator. + JD desirable but not required. + Knowledge of operations, finance , regulatory reporting, sales and trading, and applicable rules and regulations, and ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
    TD Bank (05/23/25)
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  • Senior Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …Qualifications:** + JD desirable but not required + Knowledge of operations, finance , regulatory reporting, sales and trading, and applicable rules and regulations, ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
    TD Bank (03/21/25)
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  • Securities Services - Product Development…

    JPMorgan Chase (New York, NY)
    …data analysis (eg, Spark). + Understanding of capital markets, corporate finance , banking, and/or asset management. JPMorganChase, one of the oldest financial ... institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands. Our history spans over 200 years and… more
    JPMorgan Chase (05/23/25)
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  • Director, US Finance , US Wholesale…

    TD Bank (New York, NY)
    …US Finance , US wholesale corporate accounting **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York) **Report Location:** New ... United States of America **Hours:** 40 **Line of Business:** Finance **Pay Detail:** $135,000 - $250,000 USD TD is...York Office TD Securities is looking for a highly skilled and technology… more
    TD Bank (05/15/25)
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  • Head of US Public Finance Sales, S&P Global…

    S&P Global (New York, NY)
    …**About the Role/The Team:** **The Team:** The S&P Global Ratings US Public Finance Commercial Team in the Americas is responsible for optimizing relationships and ... commercial outcomes for S&P Rating's public finance practice. The team is charged with developing, maintaining,...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
    S&P Global (03/10/25)
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  • Lenders Finance , Vice President

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance . The Group has more than ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (04/19/25)
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  • Infrastructure Project Finance , Vice…

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance . The Group has more than ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (04/16/25)
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  • Senior Analyst, Structured Finance Modeling

    S&P Global (New York, NY)
    **About the Role:** **Grade Level (for internal use):** 11 The Structured Finance (SF) team is responsible for a vast portfolio of criteria and models spanning ABS, ... maintains help global analysts produce independent credit ratings covering Structured Finance securitizations. The team is focused on producing timely, insightful,… more
    S&P Global (03/18/25)
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