- Citigroup (Queens, NY)
- …understanding of risk and control framework, with some regulatory background, in both securities and banking environments. + Must be able to work effectively in a ... applications (Word, Excel, PowerPoint). **Education:** + Bachelor's/University degree in Finance related field or equivalent experience, potentially Masters degree… more
- Raymond James Financial, Inc. (NY)
- …and challenges related to ETFs. **Education:** * Bachelor's degree in Business, Finance , or related degree and six-ten years (6-10) years of relevant experience. ... **Work Experience** General Experience - 6 to 10 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)… more
- MUFG (New York, NY)
- …effective engagement and execution with Support partners (Operations, Technology, Risk, Finance , etc). + Facilitate and contribute solution ideas with wider business ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Scotiabank (New York, NY)
- …equities by working closely with our partners across research, trading, prime finance , algorithmic trading, equity derivatives and ECM. **What You'll Do** + ... of Equities, Electronic Trading, Equity Research, Financing and Balance Sheet, Securities Lending and Swaps + Knowledge of Regulatory guidelines that pertain… more
- Raymond James Financial, Inc. (New York, NY)
- …appropriate. **Education** Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: Finance **Work Experience** Manager Experience - More than 15 ... years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary Range** $130,000.00-$250000.00… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... risk, liquidity risk, operational risk, strategic risk and/or capital markets and finance ). + Superior writing skills to summarize technical and complex regulatory… more
- MUFG (New York, NY)
- …service, and superior product knowledge. **Skills & Experience:** + Bachelor's degree in Finance , Business, Economics or equivalent field + 1 to 2 years of ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- …Derivatives Association), FIA (Futures Industry Association), IIF (Institute of International Finance ), and others as required. Maintain an extensive network of ... + In-depth knowledge of financial markets and products such as securities , derivatives (OTC derivatives) and/or cash clearing. Experience / subject matter… more
- M&T Bank (Buffalo, NY)
- …software **Education and Experience Preferred:** + Bachelor's degree in finance , economics, math, accounting, engineering, or business administration and/or a ... understanding of the functions of Corporate Secretary and applicable corporate and securities law requirements, and 3 or more years of people leadership experience… more
- MUFG (New York, NY)
- …in large Japanese corporation is required + 3+ years of work experience in finance industry especially banking sector in Japan is preferred + Ability to comprehend ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more