• Vice President - Financial Sponsors, Investment…

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** **Preferred Qualifications:** **TD SECURITIES :** TD Securities is a leading investment banking franchise… more
    TD Bank (05/22/25)
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  • Market Risk Governance Associate

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance . The Group has more than ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (05/20/25)
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  • Broker Dealer Regulatory Governance Compliance…

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance . The Group has more than ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (05/12/25)
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  • Sales & Trading Assistant (NR)

    Raymond James Financial, Inc. (New York, NY)
    …Under general supervision, uses intermediate level knowledge and skills in securities trading/sales obtained through experience and/or training to assist trading ... and/or sales personnel with activities that do not require securities licensing, including processing trades, communicating with clients and coordinating with back… more
    Raymond James Financial, Inc. (05/09/25)
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  • Sales and Trading Audit Director

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance . The Group has more than ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (04/28/25)
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  • Vice President - M&A, Investment Banking TDS (US)

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** **Preferred Qualifications:** TD Securities ' New York based M&A team is seeking a Vice President. TD … more
    TD Bank (05/09/25)
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  • Director, OFAC Advisory

    Scotiabank (New York, NY)
    …as deal reviews and name screening escalations, and transactional reviews (eg securities escalations and trade finance transactions) are conducted appropriately ... and in line with legal and regulatory requirements, all relevant filings and reports are submitted in a timely manner, and appropriate reporting is conducted to the Deputy Global Head of Sanctions + Acting as a critical subject-matter-expert providing advice… more
    Scotiabank (05/14/25)
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  • Asset Management Chief Compliance Officer

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance . The Group has more than ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (05/12/25)
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  • Senior Treasury Portfolio Manager - Middle Office…

    M&T Bank (Buffalo, NY)
    …strategic management of the valuation and risk management of the bank's securities and derivatives arising from balance sheet hedging, customer back-to-back business ... are met + Work with multiple stakeholders across Treasury, Compliance, Finance , Legal, Operations, Secondary Mortgage, Audit, Risk to achieve business unit… more
    M&T Bank (05/07/25)
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  • FICC Sales and Trading Compliance

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance . The Group has more than ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (05/12/25)
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