- TIAA (Charlotte, NC)
- …Experience working with fund structure + Knowledge of SEC and securities regulations **Additional Responsibilities:** Legal Management (primarily Timber, but may ... internal approvals are obtained. **Compliance** + Support and assist compliance, finance , legal and risk team members to ensure maintenance of compliance-related… more
- MUFG (Charlotte, NC)
- …demanding, and fast paced environment + Familiarity with accounting and corporate finance concepts and financial statement analysis + Intrepid will not hire ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …comprehensive knowledge and skills to work independently on costing, budgeting and finance tasks while providing guidance and training to others. + Works ... 63, 65 and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. **Travel Required:** Yes, 25… more
- Bank of America (Charlotte, NC)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... and informal methods **Key Requirements:** + **3-5 years of Treasury, Finance , Accounting or Risk Management experience, including Market Risk related experience.**… more
- Lincoln Financial (Raleigh, NC)
- …and Tax basis. They will be responsible to perform more complex securities research, analysis, and proper accounting treatment of Lincoln Financial (LF) investment ... service providers. **What we're looking for** _Must-Haves_ + 3-5+ Years experience in finance that is directly aligned to the specific responsibilities for this role… more
- Cardinal Health (Raleigh, NC)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... + Support cross-functional business teams, including sales, marketing, operations and finance + Review marketing materials related to customer services and FDA… more
- Truist (Charlotte, NC)
- …to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems ... ability to multi-task are also required. **Preferred Qualifications:** + Bachelor's degree in Finance or Business. + 7 or more years of regulatory, compliance or… more
- Navy Federal Credit Union (Matthews, NC)
- …sources + Execute customer and broker purchase/sales orders of securities for current/new clients + Identify prospective participation partners/opportunities through ... organizational objectives + Desired : Bachelor's degree in Business Administration, Finance or Management or related discipline or related professional experience… more
- Fifth Third Bank, NA (Charlotte, NC)
- …on the delivery of advice and analysis to those clients around key strategic, corporate finance , and capital markets issues and opportunities. + Work as a part of a ... Expertise in one or more industries. + MBA or functional equivalent. + Securities Industry Essentials (SIE), Series 63, and Series 79 licenses required. Director,… more
- Wells Fargo (Charlotte, NC)
- …institutions, and wealth management clients - ensuring efficient processing of securities transactions, cash transactions and loans. The team also manages the ... in any of the following: Business Administration, Business Intelligence, Finance , Economics, Engineering, Statistics, Technology, Communication, Accounting, Mathematics, Analytics,… more