- Capital One (Plano, TX)
- …on AML program health **Basic Qualifications** **:** + Bachelor's Degree or Military experience + At least 4 years of experience in regulatory compliance, ... At least 2 years of Program or Project management experience + At least 2 years of advisory or...regularly worked. McLean, VA: $170,800 - $194,900 for Compliance Advisor Sr. Manager New York, NY: $186,300 - $212,700… more
- Bank of America (El Paso, TX)
- …+ Hires, develops, and leads a team of cross-functional professionals to support Financial Advisor teams and deliver outstanding client service + Supervises ... type of branch audit + Oversees the client service experience and reviews the approval of new client accounts...+ Representing the office and Merrill with clients, prospects, Financial Advisor recruits, vendors, regulators, and outside… more
- JPMorgan Chase (Houston, TX)
- …suite + Perform daily administrative and operational duties that support the Financial Advisor (s) and clients, including direct communication with clients ... requests, and attending client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units… more
- USAA (San Antonio, TX)
- …with risk and compliance policies and procedures. **What you have:** + Bachelor's degree required . 4 additional years of related experience beyond the minimum ... leadership experience in building, managing and/or developing high-performing teams required . + Demonstrated experience leading HR strategies for multiple… more
- HUB International (Austin, TX)
- …days, and eligible bonuses, equity and commissions for some positions. _ Department Legal Required Experience : 10-15 years of relevant experience Required ... financial services firm or in-house Legal team. + Experience leading a team and preferably, leading a function...leader of that function + Solid familiarity with investment advisor business activities + Experience developing, monitoring,… more
- Edward Jones (Dallas, TX)
- …Job Overview **Skills/Requirements** What Experience You Need: + Certified Financial Planner (CFP) designation required + Bachelor's degree in business, ... planning concepts? What about a deep understanding of the Financial Advisor role and serving clients? If... required + 10+ years of industry specific experience required + Series 7, 66 licenses… more
- Bank of America (San Antonio, TX)
- …or Senior level depending on experience of the candidate and needs of the Financial Advisor Team. The Trainee is a non-exempt position for a hire lacking ... designed to allow employees to study and obtain all required registrations. This position is subject to SAFE Act...licenses; must obtain all state registrations held by the Financial Advisor (s) and Advisor Team(s)… more
- JPMorgan Chase (Plano, TX)
- You are a Payments professional and excited to utilize your experience to make an impact with our Commercial Card clients? As a Relationship Manager within ... be built on your ability to become a trusted advisor to your clients, developing deep, long-term relationships founded...card payment products and understand the market landscape and financial trends within the industry + Develop and execute… more
- Truist (Dallas, TX)
- …JOB SUMMARY Direct and execute all marketing and direct sales activities for a Financial Advisor team with a goal of increasing client retention to sustain ... a response)._ **Regular or Temporary:** Regular **Language Fluency:** English ( Required ) **Work Shift:** 1st shift (United States of America)...and grow revenue. Provide leadership to the Financial Advisor team and contribute to the… more
- JPMorgan Chase (The Woodlands, TX)
- …communication, presentation and stakeholder management abilities. + Knowledge of financial products, services, and regulatory requirements. + Experience ... communication, presentation and stakeholder management abilities. + Knowledge of financial products, services, and regulatory requirements. + Experience … more