- TD Bank (New York, NY)
- …more complex and/or non-standard processes and requests of high complexity and risk / financial impact + Researches and investigates a range of ... project management team both from a timeline/cost and a risk perspective. + Execute test cases and document actual...and effective stakeholder management. + Tier 1 bank or financial institution experience preferred. + Strong oral and written… more
- BMO Financial Group (New York, NY)
- …7, 63, and 55 licenses required. + Strong quantitative analysis , technology and financial analysis skills. + Strong risk management skills, fundamental ... BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- TD Bank (New York, NY)
- …approval) of all functions and accountabilities related to management reporting and analysis + Manages high risk initiatives and escalations; leads ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders… more
- TD Bank (New York, NY)
- …compliance, branch taxation issues + Providing tax advice with respect to new financial products and business activities + Drafting file memos and documenting tax ... a team + Solid organization and project management skills + Experience with financial products is a plus The Director, Specialized Finance Manager, TDS provides top… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...+ **Skill in using advanced analytical software tools, data analysis methods and specialized reporting techniques** + **Ability to… more
- TD Bank (New York, NY)
- …strategy that focuses on competitive product functionality, operational effectiveness, effective risk management and strong financial performance. Other key ... at the enterprise, business, regulatory and industry levels + Senior specialist providing advisory services to executives, business segment leaders and governs… more
- Capital One (New York, NY)
- …Bachelor's degree or military experience + At least 10 years in legal, compliance, risk management or regulatory experience in consumer financial services + At ... among peers and senior leadership leveraging sound logic and analysis + Proven ability to apply effective challenge, lead...card products + 10+ years of experience as a Risk Manager or Assurance within the financial … more
- KeyBank (Amherst, NY)
- …risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... approach to risk -based monitoring and evaluation activities, including risk assessment, monitoring and testing, analysis of findings, and… more