- Truist (Winston Salem, NC)
- …governance initiatives according to processes and procedures that are compliant with audit and regulatory expectations. Position is not a remote role. Role is ... procedures and regulations (eg Fair Labor Standards Act, Consumer Financial Protection Bureau, Interagency Guidance on Sound Incentive Compensation Policies)… more
- Wells Fargo (Charlotte, NC)
- …of Consumer Lending's BSA/AML Program, this role supports all facets of financial crimes risk across consumer lending including credit card, auto, home, personal ... and internal expectations. + Monitor regulatory developments and support audit and examination readiness, including crafting responses to regulatory inquiries… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... local, state and national laws (eg, zoning ordinances, Truth-in Lending, RESPA, energy audit requirements, etc.) - Ability to work independently - Ability to analyze… more
- Truist (Charlotte, NC)
- …research and reporting. Compile payment support documentation in compliance with audit requirements. 3. Compare and evaluate operating expense and tax reconciliation ... quarter end to ensure executed documents are processed for financial reporting. **QUALIFICATIONS** **Required Qualifications:** **The requirements listed below are… more
- Cardinal Health (Raleigh, NC)
- …notations for every interaction using the appropriate database for the inquiry * Self- audit intake activities to ensure accuracy and efficiency for the program * ... information * Notify patients, physicians, practitioners, and or clinics of any financial responsibility of services provided as applicable * Assess patient's … more
- Huntington National Bank (Charlotte, NC)
- …is an excellent career opportunity to lead and manage a team of Financial Advisors supporting a Retail Banking branch network. The HFA Region Manager oversees ... trains, and motivates staff. + Ensures sales staff is current regarding new financial instruments and techniques and can adequately present new products to the… more
- Truist (Charlotte, NC)
- …of responding to compliance reviews or providing documents and information to compliance, audit or the regulators 6. Implement strategies and methods related to the ... of education and work experience 2. Eight years of financial institution experience 3. Five years of direct experience...compliance experience, with five years at medium to large financial institution 3. Experience using SQL 4. FINRA series… more
- City National Bank (Charlotte, NC)
- …Control Audit experience is strongly preferred * Experience in banking/ financial industry specific to technology is strongly preferred * Demonstrated knowledge ... of financial regulation and control frameworks applicable to cyber security...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National… more
- TD Bank (Charlotte, NC)
- …experience in a governance related field (eg Compliance, Risk Management, AML, Legal, Audit ) _The above details are specific to the role which is outlined in ... Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in...banking experience or are just starting your career in financial services, we can help you realize your potential.… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more