- City National Bank (Los Angeles, CA)
- … Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus. * Experience ... and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws, rules, and regulations, and ensuring… more
- City National Bank (Los Angeles, CA)
- …risk management activities. * Minimum 1 year of experience conducting internal audits within financial institutions. * CPA - Certified Public Accountant Or * CIA ... order to identify and assess key control activities in business processes. Leads and executes continuous monitoring activities periodically... Certified Internal Auditor Or * CISA - Certified Information Systems Auditor Or * CISSP - … more
- Deloitte (Sacramento, CA)
- …Accounting team is a leader in helping organizations transform periods of financial difficulty or crisis into opportunities for business rejuvenation. They ... covering areas such as valuation modeling, cost optimization, restructuring, business design and transformation, infrastructure and real estate, mergers and… more
- Banc of California (Santa Ana, CA)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, ... "bank"). Banc of California is one of the nation's premier relationship-based business banks focused on providing banking and treasury management services to small,… more
- City National Bank (Los Angeles, CA)
- …internal audits within financial institutions and supervising staff. * CPA - Certified Public Accountant Or * CIA - Certified Internal Auditor Or * ... order to identify and assess key control activities in business processes. Assesses information security and privacy policies and...and Investment Risk Specialist Or * CFA - Charter Financial Analyst Or * CAMS - Certified … more
- Cushman & Wakefield (Los Angeles, CA)
- …health & safety. Responsibilities also include MSA compliance, adherence to business plan, budgetary control, capital planning and oversight of the daily ... and maintenance of effective relationships with key client contacts * Develop financial plans and specific goals for cost control/reduction and ensure that these… more
- Banc of California (Santa Ana, CA)
- …Laundering Specialist (CAMS), Certified Fraud Examiner (CFE) certification, Certified Financial Crime Specialist (CFCS), or other applicable industry ... to its local communities by supporting organizations that provide financial literacy and job training, small business ...provide financial literacy and job training, small business support, affordable housing, and more. At Banc of… more
- TIAA (Sherman Oaks, CA)
- …+ Life and Health Insurance License (Resident State) - Multiple Issuers required + Certified Financial Planner (CFP) - Certified Financial Planner ... and organically growing their practice through referrals to deliver financial solutions that ignite the dreams of the people...role with personal accountability and managing a book of business or equivalent experience; Required + 5+ years building… more
- JPMorgan Chase (Los Angeles, CA)
- …bank, affluent/high-net-worth solutions, and retirement strategies + Bachelor's degree and Certified Financial Planner (CFP) or Wealth Management Certified ... client service team to provide clients with a detailed financial plan. Utilizing JP Morgan's proprietary Wealth Plan software,...to a relationship and work with them to develop business opportunities with new and existing clients. This role… more
- Highmark Health (Sacramento, CA)
- …updating annually the changes in insurance laws with regard to lines of business + Coordinates data extracts by assessing multiple databases both internally and ... affiliated companies and work with Finance to ensure proper recording the financial statements. + Conduct audits for proactive and investigative purposes to comply… more