- Cardinal Health (Albany, NY)
- …when needed + Consistently implements, executes and tests departmental Sarbanes-Oxley (SOX) compliance frameworks and financial reporting controls + Acts as ... **_What Financial Operating Systems (FOS) contributes to Cardinal Health_**...activities such as period openings/closings, job monitoring. + Ensure compliance with Sarbanes-Oxley (SOX) controls, support control design, strengthening… more
- HSBC (New York, NY)
- …and other issues in the business. + Proactively works with business management, Non- Financial Risks, other stakeholders, and compliance officers to ensure best ... US Equities Compliance , SVP Brand: HSBC Area of Interest: Risk...collaborating with business management and other functions, such as Non- Financial Risk, COO, Operations, and Technology, the role ensures… more
- University of Rochester (Rochester, NY)
- …proposed business operations, and oversees the ongoing review and analysis of financial performance for the Institute. Functions as compliance officer ... responsible for interpreting and ensuring compliance of all financial requirements as specified per UR policy. Using understanding of financial management,… more
- Mobile Health (Port Washington, NY)
- …Manage external audits and maintain strong relationships with auditors. + Ensure compliance with all relevant financial regulations and reporting requirements. ... and ensure data integrity. + Identify, assess, and mitigate financial and operational risks. + Ensure compliance ...mitigate financial and operational risks. + Ensure compliance with all regulatory requirements and corporate governance best… more
- MUFG (New York, NY)
- …and related regulatory agencies. + Minimum of 5 or more years of financial crimes (BSA/AML/OFAC) compliance audit experience + CAMS certification preferred + ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- TD Bank (New York, NY)
- …Experience designing governance frameworks and control monitoring programs aligned with financial compliance standards - Proven ability to lead cross-functional ... control effectiveness, regulatory alignment, and rapid incident response in a complex financial environment. Key Responsibilities - Lead the design and deployment of… more
- TD Bank (New York, NY)
- …driven development an advantage. This role requires experience within the financial services industry, specifically in compliance , trade surveillance and/or ... solutions that support scalable, secure, reusable solutions across the Compliance , Surveillance and Supervision area. Responsibilities include planning, designing,… more
- Shake Shack (New York, NY)
- …+ Prepare documentation and facilitate testing of internal controls surrounding the financial reporting process to ensure compliance with SOX requirements. + ... and Be a Part of Something Good. Job Summary The Staff Accountant, Financial Reporting will be instrumental in the external reporting process, including assisting… more
- Robert Half Finance & Accounting (Utica, NY)
- …develop innovative financial solutions. * Assist clients in understanding complex financial concepts and decisions. * Ensure compliance with all industry ... Nick Corieri with Robert Half is seeking an experienced Financial Advisor to join a client in Utica, New...partial ownership of the business. Responsibilities: * Provide personalized financial planning services tailored to client needs and goals.… more
- NTT America, Inc. (Albany, NY)
- …we believe that growth and innovation are essential for all Banking & Financial Services firms. However, relentless compliance , operational, and risk pressures ... are currently seeking a IT Services Sales - Banking, Financial Services & Insurance - Remote: US - NE:...status. For our EEO Policy Statement, please click here (http://us.nttdata.com/en/ compliance #eeos) . If you'd like more information on your… more