- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Meta (New York, NY)
- **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance Team (MFTC) you will lead a team of compliance professionals and contingent ... forward large-scale initiatives designed to mature and enhance the sanctions compliance program. You will interact with both internal and cross-functional… more
- Capital One (New York, NY)
- Senior Director, Network Compliance The Network Compliance Senior Director will perform a key risk management role in the second line of defense for Capital ... merchant businesses to help establish and implement the framework for the network compliance program. The Network Compliance Senior Director is a critical member… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining ... assigned areas of the compliance program covering US Mortgage Banking including monitoring business..., and regulatory reporting. * Minimum 5 years of financial services experience *Additional Qualifications* * Advance knowledge in… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $180,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This VP, Compliance is a key member of the TDS US...or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as… more
- City of New York (New York, NY)
- …allegations of discrimination. The Commission is seeking a detailed-oriented and analytical financial associate to join our finance team. The financial associate ... will play a critical role in the financial planning and analysis process, budgeting and ...Finance and will be responsible for: - Ensure vendor compliance with agency rules, procurement policies and M/WBE requirements… more
- Stony Brook University (Stony Brook, NY)
- …various support services in the Department of Athletics and campus constituents (ie Compliance Office, Financial Aid, Admissions, & Registrar) in carrying out ... level in the sport of Soccer. Understanding of NCAA Compliance Rules (played a Division I, II or III...prospects and maintain records of contacts, to remain in compliance with NCAA, conference, and university regulations. Propose, manage,… more
- University of Rochester (Rochester, NY)
- …internal controls. Ensures accountability and stewardship of University resources (operational, financial , and human) in compliance with departmental standards ... and lab support for lower-level technicians. Serves as unit operations liaison to ensure compliance with departmental or University policies, procedures, and defined… more