- Baylor Scott & White Health (Raleigh, NC)
- …the healthcare sector. This role is critical in operational efficiency, ensuring financial integrity, and regulatory compliance across the organization. The ... of the Role** + Lead and execute operational and financial audits across business units. + Evaluate the design...practices. Certifications (Preferred but not Required) * Certified Internal Auditor (CIA) - Institute of Internal Auditors * Certified… more
- Bank of America (Charlotte, NC)
- …high-quality audit testing + Willingness to learn new subject matters in the Financial Crime regulatory compliance space and apply learnings to assist the ... Senior Auditor Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Providence,...advanced degree + Certifications: CAMS, CIA + Experience in Financial Crime Regulatory Compliance (BSA/AML) + Experience… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... work performed in TeamMate Audit Solutions to support audit scope/conclusion in compliance with CAS Policies, Standards, and Guidelines. + Drafting audit issues… more
- Bank of America (Charlotte, NC)
- …Degree **Desired Qualifications:** + Ideal candidate would have experience with financial services audit/ compliance + Prior experience in consumer banking ... Senior Auditor Charlotte, North Carolina;Dallas, Texas **To proceed with...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- US Bank (Charlotte, NC)
- …Skills/Experience** - Relevant Financial Service Industry knowledge (eg, Financial Reporting, Accounting, Tax, SOX, Regulatory Compliance , Risk Management) ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- First Horizon Bank (Raleigh, NC)
- …with regard to originations and to assure our employees are in compliance with company policies and investor and mortgage insurer requirements, including ... I, II, and III underwriters for pre-funding full file QC review in compliance with investor and mortgage insurer requirements, including requirements of HUD, VA,… more
- Capital One (Charlotte, NC)
- …compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or Certified Public ... Senior Audit Manager, Corporate Compliance (Hybrid) Capital One's Audit function is a...believer that data will only make you a better Auditor . This part will require looking at some data,… more
- City National Bank (Charlotte, NC)
- …management skills and be accustomed to working with deadlines. * Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) ... * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The..., and regulatory reporting. * Minimum 5 years of financial services experience *Additional Qualifications* * Advanced knowledge of… more
- City National Bank (Charlotte, NC)
- …with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) ... * COMPLIANCE OFFICER-CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National… more
- City National Bank (Charlotte, NC)
- …activities. * Minimum 1 year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * ... *AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager...Public Accountant (preferred) Or * CIA - Certified Internal Auditor (preferred) Or *Additional Qualifications* * Strong verbal and… more