- Capital One (Richmond, VA)
- …identify and mitigate potential risks to the Company using various compliance surveillance tools and methods. The Associate Risk Specialist's primary ... or equivalent certification** + **At least 3 years of compliance or operational experience** **Preferred Qualifications:** + **4+ years...**Ability to handle and deliver multiple priorities** + **FINRA Series 99 or Series 7 license** **At… more
- Capital One (Richmond, VA)
- …accounting or securities industry experience or a combination **Preferred Qualifications** + Financial Industry Regulatory Authority Series 7, 10, 27, 24, 99 ... reconciliations and variance review. + Perform month-end close and financial reporting processes timely and accurately. + Review month... reporting and operational perspective + Ability to obtain Series 99 license within one year of joining the… more
- Charles Schwab (Tysons Corner, VA)
- …on behalf of our clients includes but is not limited to: financial planning, estate planning, investment management, retirement planning, education planning, active ... the breadth of Schwab's Wealth Management offer + Develop a customized financial strategy for prospects and existing clients + Demonstrate a thorough understanding… more
- National Reconnaissance Office (NRO) (Chantilly, VA)
- …and accounting, management analysis oversight of expenditures to ensure propriety and compliance with financial , fiscal, and auditing directives. + Analyze ... for professionals with experience in negotiation, contract management, federal regulations, and financial acumen to manage diverse portfolios at the NRO! Do you… more
- Wells Fargo (Mclean, VA)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- CACI International (Chantilly, VA)
- …expertise in the Risk Management Framework (RMF) and NIST SP 800 series publications to enhance our security posture. **Responsibilities:** + **Implement and ... comprehensive documentation for security status reporting, ensuring transparency and compliance . + **Collaborative Remediation:** Work closely with system owners and… more
- US Marshals Service (Arlington, VA)
- …assignment may include: Serve as the principal advisor to the Chief Financial Officer, Associate Director for Administration, and Associate Director for Operations ... establishing, evaluating, and measuring performance; and implementing program controls and compliance activities in support of an acquisition program in accordance… more
- Capital One (Mclean, VA)
- …that help everyday people save money, time and agony in their financial lives. **Team Description** The Generative AI Systems (Genesis) team within Card ... reading comprehension, speech recognition, image/document processing as well as time- series sequencing modeling. We partner with product, tech and design… more
- JPMorgan Chase (Mechanicsville, VA)
- …with the utmost hospitality, using the latest banking solutions and cutting-edge financial technology combined with friendly and attentive service. You will take a ... in acquiring, managing, and retaining meaningful relationships with clients, using your financial knowledge to offer thoughtful solutions to help address their … more
- JPMorgan Chase (Henrico, VA)
- …the most of their lives by providing education and advice tailored to suit their financial needs. As a Private Client Banker in Branch Banking, you are the main ... customers to experts who can help them with specialized financial needs + Makes lives of clients more convenient...currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if… more